Current Report Filing (8-k)
January 10 2019 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 9,
2019
SEAFARER EXPLORATION CORP.
(Exact name of registrant as specified in its charter)
Florida
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000-29461
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73-1556428
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification
Number)
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Kyle Kennedy
Chief Executive Officer
14497 N. Dale Mabry Hwy.
Suite 209N
Tampa, Florida 33618
(Address of principal executive offices) (Zip Code)
(813) 448-3577
(Registrant’s telephone number, including area
code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4
Item 4.01 CHANGES IN REGISTRANT'S CERTIFYING
ACCOUNTANT.
On December 19, 2018 Seafarer Exploration Corp. (the Company) was
notified by Daszkal Bolton, LLP(“Daszkal Bolton”), the
Company's independent accounting firm, that DB had elected to cease
its services as the PCAOB auditors for the Company. On January 8,
2019, the Company engaged D. Brooks and Associates CPA’s,
P.A. (“Brooks and Associates”) as its new independent
accounting firm.
Other than for the inclusion of a paragraph describing the
uncertainty of the Company’s ability to continue as a going
concern (for the year ended December 31, 2017 and quarters ending
through September 30, 2018), Daszkal Bolton’s reports on the
Company’s financial statements for the year ended December
31, 2017 and quarters ending through September 30, 2018, contained
no adverse opinion or disclaimer of opinion and were not qualified
or modified as to audit scope or accounting
principles.
During the Company’s two most recent fiscal years and the
subsequent interim period preceding Daszkal Bolton’s
dismissal, there were: (i) no “disagreements” (within
the meaning of Item 304(a) of Regulation S-K) with Daszkal Bolton
on any matter of accounting principles or practices, financial
statement disclosure or auditing scope or procedure, which
disagreements, if not resolved to the satisfaction of Daszkal
Bolton, would have caused it to make reference to the subject
matter of the disagreements in its report on the consolidated
financial statements of the Company; and (ii) no “reportable
events” (as such term is defined in Item 304(a)(1)(v) of
Regulation S-K).
During the Company’s two most recent fiscal years and the
subsequent interim period preceding Brooks and Associates’s
engagement, neither the Company nor anyone on its behalf consulted
Brooks and Associates regarding either: (i) the application of
accounting principles to a specified transaction, either completed
or proposed, or the type of audit opinion that might be rendered on
the Company’s financial statements, and no written report or
oral advice was provided to the Company that Brooks and Associates
concluded was an important factor considered by the Company in
reaching a decision as to the accounting, auditing or financial
reporting issue; or (ii) any matter that was the subject of a
“disagreement” or “reportable event”
(within the meaning of Item 304(a) of Regulation S-K and Item
304(a)(1)(v) of Regulation S-K, respectively). In approving the
selection of Brooks and Associates as the Company’s
independent registered public accounting firm, the Board of
Directors considered all relevant factors, including that no
non-audit services were previously provided by Brooks and
Associates to the Company. The Board of Directors also considered
Brooks and Associates’s ability to work with the Company to
file its reports in a timely manner.
The company has provided a copy of this report to Daszkal Bolton
and has requested that Daszkal Bolton furnish a letter addressed to
the Commission stating whether it agrees with the statements made
by the company and, if not, stating the respects in which it does
not agree. A copy of this letter is filed as an exhibit to
this report on Form 8-K
Item
9.01 Financial Statements and Exhibits.
(a)
Financial statements of businesses acquired. Not
applicable
(b) Pro
forma financial information. Not applicable
(c)
Shell company transactions. Not applicable
(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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SEAFARER EXPLORATION CORP.
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Date: January 9, 2019
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By:
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/s/ Kyle Kennedy
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Name: Kyle Kennedy
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Title: Chief Executive Officer
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