Washington, D.C. 20549









Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  November 7, 2019




NioCorp Developments Ltd.

(Exact name of registrant as specified in its charter)




British Columbia, Canada   000-55710   98-1262185
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)


7000 South Yosemite Street, Suite 115
Centennial, Colorado 80112

(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code: (720) 639-4647

(Former name or former address, if changed since last report)




Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Not Applicable   Not Applicable   Not Applicable

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  





Item 5.07 Submission of Matters to a Vote of Security Holders.

On November 7, 2019, NioCorp Developments Ltd. (the “Company”) held its 2019 Annual Meeting of Shareholders (the “Annual Meeting”). The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows:


Proposal One – To Set the Number of Directors for the Ensuing Year at Six.

Votes For: 41,541,625  
Votes Against: 315,393  
Abstentions: 604,547  
Broker non-votes: 50,297,732  

Proposal Two – Election of Directors.

Nominee Votes FOR Votes WITHHELD Broker Non-Votes
Mark A. Smith 41,054,368 1,060,006 50,297,732
Joseph A. Carrabba 41,681,062 433,312 50,297,732
Michael Morris 41,841,532 272,842 50,297,732
David C. Beling 41,452,808 661,566 50,297,732
Anna Castner-Wightman 41,398,243 716,131 50,297,732
Nilsa Guerrero-Mahon 41,380,151 734,223 50,297,732


Proposal Three – Appointment of BDO USA, LLP as Auditors of the Company for the Ensuing Year and Authorizing the Directors to Fix Their Remuneration.

Votes For: 92,222,571  
Votes Withheld: 189,535  
Broker non-votes: 0  






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


DATE: November 8, 2019 By: /s/ Neal S. Shah

Neal S. Shah

Chief Financial Officer




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