Statement of Ownership (sc 13g)
November 16 2016 - 4:15PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ___)
FREESEAS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
Y26496227
(CUSIP Number)
November 16, 2016
(DATE OF EVENT WHICH REQUIRES FILING OF THIS
STATEMENT)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed: ☒ Rule 13d-1(c)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
(Continued on following page(s)
Page 1 of 5 Pages
CUSIP
No. Y26496227
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13G
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Page
2 of 5 Pages
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1.
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NAMES
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha
Capital Anstalt
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ☐
(b)
☐
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Liechtenstein
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5.
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SOLE
VOTING POWER –
20,300,000
Common Stock
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6.
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SHARED
VOTING POWER - None
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7.
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SOLE
DISPOSITIVE POWER – 20,300,000 shares of Common Stock
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8.
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SHARED
DISPOSITIVE POWER – None
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -
20,300,000
shares of Common Stock
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.404%
(based on the total of [274,156,481] outstanding shares of Common Stock)
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12.
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TYPE
OF REPORTING PERSON
CO
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CUSIP
No. Y26496227
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13G
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Page
3 of 5 Pages
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ITEM 1 (a) NAME OF ISSUER: FreeSeas, Inc.
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
10, El Venizelou (Panepistimou) Street, Athens,
J3 10671 Greece
ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lettstrasse 32, 9490 Vaduz, Liechtenstein
ITEM 2 (c) CITIZENSHIP: Liechtenstein
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock
ITEM 2 (e) CUSIP NUMBER: Y26496227
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B):
Not applicable
ITEM 4 OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED: 20,300,000 Shares
of Common Stock
(b) PERCENT OF CLASS: 7.404%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON
HAS:
(i) SOLE POWER TO VOTE OR DIRECT THE VOTE
20,300,000 Shares
(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE
0 Shares
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE
DISPOSITION OF
20,300,000 Shares
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE
DISPOSITION OF
0 Shares
CUSIP
No. Y26496227
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13G
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Page
4 of 5 Pages
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ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable
ITEM 7
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
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Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable
CUSIP
No. Y26496227
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13G
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Page
5 of 5 Pages
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SIGNATURE
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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November 16, 2016
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(Date)
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/s/ Konrad Ackerman
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(Signature)
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Konrad Ackerman, Director
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(Name/Title)
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