FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ryu Marcus

2. Date of Event Requiring Statement (MM/DD/YYYY)
4/3/2014 

3. Issuer Name and Ticker or Trading Symbol

OPOWER, INC. [OPWR]

(Last)        (First)        (Middle)

55 GATES STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

94110, CA 94404       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   117000   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (2) 11/18/2023   Common Stock   3000   $0.00   D    

Explanation of Responses:
( 1)  Includes 35,000 shares issued pursuant to an early exercised option, which is subject to the Issuer's repurchase right until the shares become fully vested.
( 2)  Each restricted stock unit ("RSU") is a contingent right to receive one share of the Issuer's common stock upon satisfaction of vesting requirements. The RSUs are subject to both time-based vesting and performance-based vesting. 1/12th of the RSUs shall vest in equal monthly installments on the same day of the month as November 18, 2013. The performance-based vesting shall be the expiration of the lock-up immediately following the initial public offering or a Triggering Event (as defined in the 2007 Plan).

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Ryu Marcus
55 GATES STREET
94110, CA 94404
X



Signatures
/s/ Michael Sachse, Attorney in fact for Marcus Ryu 4/3/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
OPOWER, INC. (NYSE:OPWR)
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