- Statement of Changes in Beneficial Ownership (4)
September 30 2010 - 3:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HERMELIN MARC S
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2. Issuer Name
and
Ticker or Trading Symbol
KV PHARMACEUTICAL CO /DE/
[
KVA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
2503 SOUTH HANLEY RD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/16/2010
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(Street)
ST LOUIS, MO 63144
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock
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9/16/2010
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G
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V
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104348
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D
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$0
(1)
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851688
(2)
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I
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Trust Agreement dated 12/22/1973 fbo Marc S. Hermelin
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Class A Common Stock
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97847
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D
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Class A Common Stock
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1000312
(3)
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I
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Trust Agreement dated 12/22/1973 fbo Arnold Hermelin
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Class A Common Stock
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491499
(4)
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I
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Trust Agreement dated 12/23/73 fbo Minnette Hermelin
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Class A Common Stock
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78215
(5)
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I
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Through spouse
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Class A Common Stock
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67500
(6)
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I
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Through partnership
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Class A Common Stock
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200
(7)
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I
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Through partnership
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Distribution to a family trust without consideration.
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(
2)
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The reporting person is deemed to have indirect beneficial ownership as trustee in shares held under Trust Agreement dated 12/22/1973 fbo Marc S. Hermelin as a primary beneficiary and co-trustee of such trust.
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(
3)
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The reporting person is deemed to have indirect beneficial ownership as trustee in shares held under Trust Agreement dated 12/22/1973 fbo Arnold Hermelin solely because the reporting person is one of three trustees of such trust and the beneficiary of the trust is a sibling of the reporting person.
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(
4)
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The reporting person is deemed to have indirect beneficial ownership of shares held under Trust Agreement dated 12/23/73 fbo Minnette Hermelin as co-trustee and co-beneficiary of such trust.
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(
5)
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Such shares are held by Sarah Weltscheff, the wife of the reporting person.
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(
6)
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Such shares are held by Rosh Chodesh I LP.
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(
7)
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Such shares are held by the Yeshayahu and Ruth Ilan Partnership.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HERMELIN MARC S
2503 SOUTH HANLEY RD
ST LOUIS, MO 63144
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X
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X
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Signatures
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/s/ Marc S. Hermelin
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9/30/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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