Statement of Changes in Beneficial Ownership (4)

Date : 10/02/2019 @ 8:11PM
Source : Edgar (US Regulatory)
Stock : Hyster Yale Materials Handling Inc (HY)
Quote : 56.38  0.0 (0.00%) @ 8:59AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN CHLOE O
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

10/1/2019
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock  10/1/2019    A(1)    531  A $0  134028  I  spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin (2)
Class A Common Stock                 35857  I  proportionate LP interest in shares held by RA1 
Class A Common Stock                 2116  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class A Common Stock                 635  I  Proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 4174  I  serves as Trustee of a Trust for the benefit of Chloe O. Rankin 
Class A Common Stock                 19  I  spouses proportionate GP interest in shares of RA IV (2)
Class A Common Stock                 14567  I  spouse proportionate limited partnership interest in shares held by RA I LP (2)
Class A Common Stock                 35628  I  spouse's proportionate interest in shares held by RAII (2)
Class A Common Stock                 65824  I  proportionate limited partnership interest in shares held by Rankin Associates IV, L.P (2)
Class A Common Stock                 680  I  Spouse's Interest in Shares held by Rankin Associates V 
Class A Common Stock                 292  I  Spouse's proportionate interest in shares held in Rankin Associates VI 
Class A Common Stock                 1975  I  spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) (2)
Class A Common Stock                 80  I  Spouse's interest in shares held by RA5 held by Rankin Management 
Class A Common Stock                 100  I  Spouse's interest in shares held by RA6 held by Rankin Management 
Class A Common Stock                 0  I  By Spouse 
Class A Common Stock                 30190  I  Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach 
Class A Common Stock                 30190  I  Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr. 
Class A Common Stock                 30378  I  Spouse serves as trustee of GSTs for the benefit of Julia Kuipers 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  64143    64143  I  proportionate LP interest in shares held by RA1 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  2116    2116  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  2783    2783  I  reporting person serves as Trustee of a Trust for the benefit of Chloe O. Rankin 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  31    31  I  spouses proportionate GP interest in shares of RA IV (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  26057    26057  I  spouse proportionate limited partnership interest in shares held by RA I LP (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  35628    35628  I  spouse's proportionate interest in shares held by RAII (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  104286    104286  I  proportionate limited partnership interest in shares held by Rankin Associates IV, L.P (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  1975    1975  I  spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  123760    123760  I  spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr. 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Spouse serves as trustee of GSTs for the benefit of Julia Kuipers 

Explanation of Responses:
(1)  Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
(2)  Reporting Person disclaims beneficial ownership of all such shares.
(3)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN CHLOE O
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 10/2/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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