- Statement of Changes in Beneficial Ownership (4)
November 03 2011 - 9:02AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Brown William M
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2. Issuer Name
and
Ticker or Trading Symbol
HARRIS CORP /DE/
[
HRS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and CEO
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(Last)
(First)
(Middle)
HARRIS CORPORATION, 1025 W. NASA BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/1/2011
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(Street)
MELBOURNE, FL 32919
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (Right to Buy)
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$36.66
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11/1/2011
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A
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194731
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11/1/2014
(1)
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11/1/2024
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Common Stock, Par Value $1.00
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194731
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$
0
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194731
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D
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Non-Qualified Stock Option (Right to Buy)
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$36.66
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11/1/2011
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A
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171821
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11/1/2014
(2)
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11/1/2024
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Common Stock, Par Value $1.00
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171821
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$
0
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366552
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D
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Performance Stock Units
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$
0
(3)
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11/1/2011
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A
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40118
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(3)
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(3)
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Common Stock, Par Value $1.00
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40118
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$
0
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40118
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D
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Performance Stock Units
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$
0
(4)
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11/1/2011
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A
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42792
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(4)
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(4)
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Common Stock, Par Value $1.00
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42792
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$
0
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82910
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D
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Performance Stock Units
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$
0
(5)
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11/1/2011
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A
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56165
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(5)
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(5)
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Common Stock, Par Value $1.00
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56165
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$
0
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56165
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D
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Explanation of Responses:
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(
1)
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Of the 194,731 shares granted on this 11/1/11 stock option, 64,911 shares are exercisable on 11/1/12, 64,910 shares are exercisable on 11/1/13, and 64,910 shares are exercisable on 11/1/14.
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(
2)
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Of the 171,821 shares granted on this 11/1/11 stock option, 57,274 shares are exercisable on 11/1/12, 57,274 shares are exercisable on 11/1/13, and 57,273 shares are exercisable on 11/1/14.
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(
3)
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Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/2/11. The 40,118 performance stock units will vest on 6/27/14. Vested shares are subject to future adjustment and, if earned based upon performance, will be delivered to the reporting person within two and one-half months of vesting.
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(
4)
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Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/2/11. The 42,792 performance stock units will vest on 6/27/14. Vested shares are subject to future adjustment and, if earned based upon performance, will be delivered to the reporting person within two and one-half months of vesting.
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(
5)
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Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/2/11. Of the 56,165 performance stock units, 50% will vest on 7/1/13 and 50% will vest on 7/1/14. Vested shares are subject to future adjustment and, if earned based upon performance, will be delivered to the reporting person within two and one-half months of vesting.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Brown William M
HARRIS CORPORATION
1025 W. NASA BOULEVARD
MELBOURNE, FL 32919
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President and CEO
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Signatures
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/s/ William M. Brown
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11/3/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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