false0000040533 0000040533 2019-08-07 2019-08-07


 
 
 
 
 
GDLOGO-20190807.GIF
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
Form 8-K
 
 
 
 
 
  CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) August 7, 2019 (August 7, 2019)
 
 
 
 
 
GENERAL DYNAMICS CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
 
 
 
 
 
Delaware
 
1-3671
 
13-1673581
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
2941 Fairview Park Drive,
Suite 100,
Falls Church,
Virginia
 
22042-4513
(Address of Principal Executive Offices)
 
(Zip Code)
( 703 ) 876-3000
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, If Changed Since Last Report.)
 
 
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
GD
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 
 
 
 
 






Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers


On August 7, 2019, the board of directors of General Dynamics Corporation elected James N. Mattis as a member of the board of directors, effective immediately. Mr. Mattis has been appointed to the Audit and Nominating and Corporate Governance committees. There is no arrangement or understanding between Mr. Mattis and any other person pursuant to which Mr. Mattis was elected as a director. At this time, the company is not aware of any transactions with Mr. Mattis that would require disclosure under Item 404(a) of Regulation S-K.

As a non-employee director, Mr. Mattis will receive the same compensation paid to other non-employee directors of the company as disclosed under the caption “Director Compensation” in the company’s proxy statement.

A copy of the press release announcing the election of Mr. Mattis is attached as Exhibit 99.1 to this Form 8-K and incorporated herein.
 
Item 9.01
Financial Statements and Exhibits
 
(d)
Exhibits





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
 
 
 
 
GENERAL DYNAMICS CORPORATION
 
 
 
 
 
by
/s/ Gregory S. Gallopoulos
 
 
 
Gregory S. Gallopoulos
Senior Vice President, General Counsel and
Secretary
(Authorized Officer)

 
 
 
Dated: August 7, 2019
 
 
 



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