Statement of Changes in Beneficial Ownership (4)
June 08 2022 - 08:55AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * YOUNG
CHARLES EDWIN |
2. Issuer Name and Ticker or Trading
Symbol Smart Sand, Inc. [ SND ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CEO |
(Last)
(First)
(Middle)
C/O SMART SAND, INC., 1725 HUGHES LANDING BLVD, SUITE
800 |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/7/2022
|
(Street)
THE WOODLANDS, TX 77380
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
6/7/2022 |
|
A |
|
95455 (1) |
A |
$0 |
815544 |
D |
|
Common Stock |
|
|
|
|
|
|
|
5842700 |
I |
BY LLC (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Represents shares of
Restricted Stock granted to the Reporting Person on June 7, 2022
under the Issuer's 2016 Long Term Incentive Award Plan, which vest
in four equal annual installments on each of the next four
anniversaries of the grant date, subject to the Reporting Person's
continued employment with or service to the Issuer through the
applicable vesting date. |
(2) |
Mr. Young holds 67% of the
membership interests in Keystone Cranberry, LLC ("Keystone"), is
the sole managing member and has sole voting and investment power
over the shares held by Keystone. Mr. Young disclaims beneficial
ownership of such shares except to the extent of his pecuniary
interest therein, if any. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
YOUNG CHARLES EDWIN
C/O SMART SAND, INC.
1725 HUGHES LANDING BLVD, SUITE 800
THE WOODLANDS, TX 77380 |
X |
X |
CEO |
|
KEYSTONE CRANBERRY, LLC
C/O SMART SAND, INC.
1725 HUGHES LANDING BLVD, SUITE 800
THE WOODLANDS, TX 77380 |
X |
X |
|
|
Signatures
|
/s/ Charles Edwin Young |
|
6/8/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Smart Sand (NASDAQ:SND)
Historical Stock Chart
From Aug 2023 to Sep 2023
Smart Sand (NASDAQ:SND)
Historical Stock Chart
From Sep 2022 to Sep 2023