Statement of Changes in Beneficial Ownership (4)
March 23 2020 - 4:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
QUARTIERI MICHAEL |
2. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP
[
SGMS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CFO, Treas & Corp Sec |
(Last)
(First)
(Middle)
C/O SCIENTIFIC GAMES CORPORATION, 6601 BERMUDA ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/20/2020 |
(Street)
LAS VEGAS, NV 89119
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/20/2020 | | M | | 13988 | A | $0 | 68062 | D | |
Common Stock | 3/20/2020 | | F | | 3409 | D | $4.41 (1) | 64653 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 3/20/2020 | | M | | | 6477 | (2) | (2) | Common Stock | 6477.0 | $0 | 0 | D | |
Restricted Stock Units | (3) | 3/20/2020 | | M | | | 2893 | (3) | (3) | Common Stock | 2893.0 | $0 | 2894 | D | |
Restricted Stock Units | (4) | 3/20/2020 | | M | | | 1520 | (4) | (4) | Common Stock | 1520.0 | $0 | 3039 | D | |
Restricted Stock Units | (5) | 3/20/2020 | | M | | | 3098 | (5) | (5) | Common Stock | 3098.0 | $0 | 9297 | D | |
Explanation of Responses: |
(1) | Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. |
(2) | Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
(3) | Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. |
(4) | Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on each of March 20, 2021 (1,519 shares) and March 20, 2022 (1,520 shares). Each unit converts into a share of common stock on a one-for-one basis. |
(5) | Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is schedule to vest in three equal installments of 3,099 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
QUARTIERI MICHAEL C/O SCIENTIFIC GAMES CORPORATION 6601 BERMUDA ROAD LAS VEGAS, NV 89119 |
|
| EVP, CFO, Treas & Corp Sec |
|
Signatures
|
/s/ Su Shi, attorney-in-fact for Michael A. Quartieri | | 3/23/2020 |
**Signature of Reporting Person | Date |
Scientific Games (NASDAQ:SGMS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Scientific Games (NASDAQ:SGMS)
Historical Stock Chart
From Apr 2023 to Apr 2024