Current Report Filing (8-k)
November 03 2014 - 11:56AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
|
Date of Report: November 03, 2014
(Date of earliest event reported)
|
Rand Capital Corporation
(Exact name of registrant as specified in its charter)
|
|
NY
(State or other jurisdiction
of incorporation)
|
811-1825
(Commission File Number)
|
16-0961359
(IRS Employer
Identification Number)
|
|
2200 Rand Building, Buffalo, NY
(Address of principal executive offices)
|
|
14203
(Zip Code)
|
716-853-0802
(Registrant's telephone number, including area code)
|
|
Not Applicable
(Former Name or Former Address, if changed since last report)
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
-
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
-
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
-
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
-
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
99.1
Press Release of Rand Capital Corporation dated November 03, 2014
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly authorized.
|
Dated: November 03, 2014
|
RAND CAPITAL CORPORATION
By:
/s/ Daniel P. Penberthy
Daniel P. Penberthy
EVP/CFO
|
Exhibit Index
|
Exhibit No.
|
Description
|
99.1
|
Press Release of Rand Capital Corporation dated November 03, 2014
|
Rand Capital (NASDAQ:RAND)
Historical Stock Chart
From Jul 2024 to Aug 2024
Rand Capital (NASDAQ:RAND)
Historical Stock Chart
From Aug 2023 to Aug 2024