Washington, D.C. 20549

Form 8-K

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 27, 2020

Professional Holding Corp.

(Exact name of registrant as specified in its charter)




(State or other jurisdiction
of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

396 Alhambra Circle, Suite 255,

Coral Gables, Florida


(Address of principal executive offices)

(Zip Code)

(786) 483-1757

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class


Trading Symbol(s)


Name of each exchange on which registered

Class A Common Stock, par value $0.01 per share


Nasdaq Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 2.02    Results of Operations and Financial Condition

On July 27, 2020, Professional Holding Corp. (the “Company”), the parent company of Professional Bank, announced its financial results for the quarter ended June 30, 2020. A copy of the press release announcing the Company’s results for the quarter ended June 30, 2020 is attached hereto as Exhibit 99.1 and incorporated herein by reference.

Item 7.01    Regulation FD Disclosure

Attached as Exhibit 99.2 and incorporated herein by reference is a slide presentation (available on the Company’s website at https://myprobank.com/ir/) containing supplemental information regarding results for the quarter ended June 30, 2020.

Item 9.01    Financial Statements and Exhibits

(d) Exhibits

The following exhibits are furnished pursuant to Items 2.02 and 7.01, are not to be considered “filed” under the Securities Exchange Act of 1934, as amended (“Exchange Act”), and shall not be incorporated by reference into any of the Company’s previous or future filings under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in any such future filing.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Professional Holding Corp.

Date: July 27, 2020


/s/ Michael C. Sontag

Michael C. Sontag

Corporate Secretary