Current Report Filing (8-k)
January 31 2020 - 4:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 31, 2020
Oaktree Specialty Lending Corporation
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
814-00755
|
|
26-1219283
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File
Number)
|
|
(IRS Employer
Identification Number)
|
|
|
|
333 South Grand Avenue, 28th Floor
Los Angeles, CA
|
|
90071
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants telephone number, including area code: (213)
830-6300
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common stock, par value $0.01 per share
|
|
OCSL
|
|
The Nasdaq Stock Market LLC
|
5.875% Unsecured Notes due 2024
|
|
OSLE
|
|
The New York Stock Exchange
|
6.125% Unsecured Notes due 2028
|
|
OCSLL
|
|
The Nasdaq Stock Market LLC
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On January 31, 2020, Oaktree Specialty Lending Corporation (the Company) notified Deutsche Bank Trust Company Americas, the trustee (the
Trustee) for the Companys 5.875% Unsecured Notes due 2024 (the Notes), of the Companys election to redeem the $75,000,000 aggregate principal amount of the Notes outstanding, and instructed the Trustee to provide
notice of such redemption to the holders of the Notes in accordance with the terms of the indenture governing the Notes. The Company expects the redemption to be completed on March 2, 2020. Following the redemption, none of the Notes will remain
outstanding, and they will be delisted from the New York Stock Exchange. This Current Report on Form 8-K does not constitute a notice of redemption of the Notes.
On January 31, 2020, the Company issued a press release that announced the redemption of the Notes. A copy of the press release is furnished as Exhibit 99.1
to this report on Form 8-K and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
SIGNATURE
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
|
|
|
|
|
|
Dated: January 31, 2020
|
|
|
|
OAKTREE SPECIALTY LENDING CORPORATION
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Mel Carlisle
|
|
|
|
|
|
|
Name: Mel Carlisle
|
|
|
|
|
|
|
Title: Chief Financial Officer and Treasurer
|
Oaktree Specialty Lending (NASDAQ:OCSL)
Historical Stock Chart
From Mar 2024 to Apr 2024
Oaktree Specialty Lending (NASDAQ:OCSL)
Historical Stock Chart
From Apr 2023 to Apr 2024