Amended Annual Report (10-k/a)
March 19 2019 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended December 31,
2018
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TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from _____
to ______
Commission File Number 001-13718
MDC PARTNERS
INC.
(Exact Name of Registrant
as Specified in Its Charter)
Canada
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98-0364441
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification Number)
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745 Fifth Avenue, 19th Floor, New York,
New York, 10151
(646) 429-1800
(Address, Including Zip
Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Securities registered
pursuant to Section 12(b) of the Act:
Title of Each Class
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Name of Each Exchange on Which Registered
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Class A Subordinate Voting Shares, no par value
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NASDAQ
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Securities registered
pursuant to Section 12(g) of the Act:
None
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Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes
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No
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Indicate by check mark if the
registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes
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No
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Indicate by check mark whether the
Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days. Yes
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No
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Indicate by check mark whether the
registrant has submitted electronically and every Interactive Data File required to be submitted pursuant to Rule 405 of
Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant
was required to submit such files). Yes
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No
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Indicate by check mark if disclosure of
delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s
knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment
to this Form 10-K.
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Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth
company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting
company,”and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
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Indicate by check mark whether the
registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes
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No
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The aggregate market value of the shares
of all classes of voting and non-voting common stock of the registrant held by non-affiliates as of June 29, 2018, the last business
day of the Registrant’s most recently completed second fiscal quarter, was approximately $223.8 million, computed upon the
basis of the closing sales price $4.60 of the Class A subordinate voting shares on that date.
As of February 28, 2019, there were 57,577,825
outstanding shares of Class A subordinate voting shares without par value, and 3,755 outstanding shares of Class B multiple voting
shares without par value, of the registrant.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant’s Proxy
Statement relating to the 2019 Annual General Meeting of Stockholders are incorporated by reference in Part III of this report.
EXPLANATORY NOTE
This Amendment No. 1 (this “Amendment”)
to MDC Partners Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, filed with the U.S. Securities
and Exchange Commission on March 18, 2019 (the “Original Form 10-K”), is being filed with the limited purpose of amending
the Consent of Independent Registered Public Accounting Firm in Exhibit 23 of the Original Form 10-K to include the correct Registration
Statements and report date. Due to an administrative oversight, an incorrect version of the Consent was inadvertently included
in the Original Report.
Except for the correction of the Consent
referenced above, there have been no changes to any of the financial or other information contained in the Original Form 10-K.
Accordingly, this Amendment is as of the filing date of the Original Form 10-K and should be read in conjunction with the Original
Form 10-K. This Amendment does not reflect any subsequent information or events and no other information included in the Original
Form 10-K has been modified or updated in any way, except as described above.
Item 15. Exhibits, Financial Statement
Schedules.
* Filed electronically herewith.
SIGNATURES
Pursuant to the requirements
of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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By:
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MDC PARTNERS INC.
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Date:
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March 18, 2019
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/s/ David Doft
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Name: David Doft
Title: Chief Financial Officer
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MDC Partners (NASDAQ:MDCA)
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