- Statement of Changes in Beneficial Ownership (4)
May 10 2012 - 6:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CASINI VICTOR M
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2. Issuer Name
and
Ticker or Trading Symbol
LKQ CORP
[
LKQX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior VP and General Counsel
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(Last)
(First)
(Middle)
C/O LKQ CORPORATION, 500 WEST MADISON STREET, SUITE 2800
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/8/2012
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(Street)
CHICAGO, IL 60661
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/8/2012
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M
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18545
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A
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$2.1875
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100378
(4)
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D
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Common Stock
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5/8/2012
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S
(1)
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18545
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D
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$35
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81833
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D
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Common Stock
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5/10/2012
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M
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31455
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A
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$2.1875
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113288
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D
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Common Stock
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5/10/2012
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S
(1)
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29055
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D
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$35.0112
(2)
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84233
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D
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Common Stock
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41739
(5)
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I
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By Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)(01/14/2003 grant)
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$2.1875
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5/8/2012
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M
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18545
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(3)
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1/14/2013
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Common Stock
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18545
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$0
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31455
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D
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Employee Stock Option (right to buy)(01/14/2003 grant)
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$2.1875
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5/10/2012
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M
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31455
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(3)
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1/14/2013
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Common Stock
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31455
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$0
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0
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D
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Explanation of Responses:
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(
1)
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The sales reported on this Form 4 were affected pursuant to a 10b5-1 plan.
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(
2)
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The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $35.01 to $35.048. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
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(
3)
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The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.
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(
4)
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Excludes 41,739 shares previously owned directly that were contributed to a grantor trust of which the reporting person is a co-trustee.
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(
5)
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These shares were previously held directly by the reporting person.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CASINI VICTOR M
C/O LKQ CORPORATION
500 WEST MADISON STREET, SUITE 2800
CHICAGO, IL 60661
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Senior VP and General Counsel
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Signatures
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/s/ Victor M. Casini
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5/10/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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