UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-06445

 

The Herzfeld Caribbean Basin Fund, Inc.

(Exact name of registrant as specified in charter)

 

119 Washington Avenue, Suite 504, Miami Beach, FL                                                 33139

(Address of principal executive offices)                                                                       (Zip code)

 

 

Erik M. Herzfeld                                           119 Washington Avenue, Suite 504, Miami Beach, FL 33139

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 305-777-1660

 

Date of fiscal year end: 6/30

 

Date of reporting period: July 1, 2022 – June 30, 2023

 

 

  Vote Summary
  SPANISH BROADCASTING SYSTEM, INC.          
  Security 846425833                   Meeting Type   Annual      
  Ticker Symbol SBSAA                             Meeting Date   25-Aug-2022      
  ISIN US8464258339                   Agenda   935690506 - Management    
  Record Date 12-Jul-2022                   Holding Recon Date   12-Jul-2022      
  City / Country     / United
States		           Vote Deadline Date   24-Aug-2022      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Raúl Alarcón Withheld   For Against   None   None
        2 Joseph A. García Withheld   For Against   None   None
        3 Manuel E. Machado Withheld   For Against   None   None
        4 Jason L. Shrinsky Withheld   For Against   None   None
        5 José A. Villamil Withheld   For Against   None   None
        6 Mitchell A. Yelen Withheld   For Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 32,272     0   27-Jul-2022 27-Jul-2022
  SIDERURGICA VENEZOLANA SIVENSA, S.A.          
  Security 825865702                   Meeting Type   Annual      
  Ticker Symbol SDNWY                             Meeting Date   12-Dec-2022      
  ISIN US8258657027                   Agenda   935742951 - Management    
  Record Date 18-Nov-2022                   Holding Recon Date   18-Nov-2022      
  City / Country     / United
States		           Vote Deadline Date   06-Dec-2022      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    To consider and resolve, in view of the
Reports of the Internal Comptrollers, about
the financial statements submitted by the
Board of Directors corresponding to the
fiscal year ended on September 30, 2022,
as well as to consider and resolve about the
Report of the Board of Directors.		 Management For   For For   None   None
  2.    To consider and resolve about the proposal
of the Board of Directors to amend Articles
Third (Duration), Twelve (Composition of
the Board of Director), and Thirteenth
(Meetings of the Board of Directors) of the
Company's Articles of Incorporation -
Bylaws, and to incorporate a new Article
related to Minority Shareholders
Representation.		 Management For   For For   None   None
  3.    To consider and resolve about the
appointment of the Principal and Alternate
Members of the Board of Directors.		 Management For   For For   None   None
  4.    To consider and resolve about the
appointment of the Principal Internal
Comptrollers and their respective
Alternates, as well as their annual
compensation.		 Management For   For For   None   None
  5.    To consider and resolve about the
appointment of the Principal and Alternate
Judicial Representatives.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 79     0   05-Dec-2022 05-Dec-2022
  AMERICA MOVIL, S.A.B. DE C.V.          
  Security 02364W105                   Meeting Type   Special     
  Ticker Symbol AMX                               Meeting Date   20-Dec-2022      
  ISIN US02364W1053                   Agenda   935748030 - Management    
  Record Date 29-Nov-2022                   Holding Recon Date   29-Nov-2022      
  City / Country     / United
States		           Vote Deadline Date   15-Dec-2022      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  I     Proposal to convert Series "L" shares, with
limited voting rights, into common shares of
a new single Series, as well as presentation
of the amendment to the Company's
bylaws. Adoption of resolutions thereon.		 Management For   None     None   None
  II    Appointment of delegates to execute and, if
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None     None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 10,698     0   12-Dec-2022 12-Dec-2022
  AMERICA MOVIL, S.A.B. DE C.V.          
  Security 02364W105                   Meeting Type   Special     
  Ticker Symbol AMX                               Meeting Date   20-Dec-2022      
  ISIN US02364W1053                   Agenda   935749361 - Management    
  Record Date 07-Dec-2022                   Holding Recon Date   07-Dec-2022      
  City / Country     / United
States		           Vote Deadline Date   15-Dec-2022      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  I     Proposal to convert Series "L" shares, with
limited voting rights, into common shares of
a new single Series, as well as presentation
of the amendment to the Company's
bylaws. Adoption of resolutions thereon.		 Management Against   None Against   None   None
  II    Appointment of delegates to execute and, if
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 10,698     0   13-Dec-2022 13-Dec-2022
  CEMEX, S.A.B. DE C.V.          
  Security 151290889                   Meeting Type   Annual      
  Ticker Symbol CX                                Meeting Date   23-Mar-2023      
  ISIN US1512908898                   Agenda   935778677 - Management    
  Record Date 27-Feb-2023                   Holding Recon Date   27-Feb-2023      
  City / Country     / United
States		           Vote Deadline Date   20-Mar-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1     PRESENTATION OF THE CHIEF
EXECUTIVE OFFICER'S REPORT,
INCLUDING CEMEX'S FINANCIAL
STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW
AND VARIATIONS OF CAPITAL STOCK,
AND PRESENTATION OF THE BOARD
OF DIRECTORS' REPORT, FOR THE
FISCAL YEAR 2022, AS REQUIRED BY
THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE
VALORES); AND, AFTER HEARING THE
OPINION OF THE BOARD OF
DIRECTORS AS TO THE REPORTS BY
THE CHIEF EXECUTIVE OFFICER, THE
AUDIT, CORPORATE PRACTICES AND
FINANCE, AND SUSTAINABILITY ...(due
to space limits, see proxy material for full
proposal).		 Management For   For For   None   None
  2     PROPOSAL OF ALLOCATION OF
PROFITS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2022.		 Management For   For For   None   None
  3     PRESENTATION OF THE BOARD OF
DIRECTORS' REPORT ON THE
PROCEDURES AND APPROVALS
PURSUANT TO WHICH THE
REPURCHASE OF CEMEX'S SHARES
WAS INSTRUCTED FOR THE 2022
FISCAL YEAR.		 Management For   For For   None   None
  4     THE PROPOSAL TO DETERMINE THE
AMOUNT OF A RESERVE FOR THE
ACQUISITION OF CEMEX'S SHARES OR
OTHER INSTRUMENTS REPRESENTING
SUCH SHARES.		 Management For   For For   None   None
  5     PROPOSALS TO DECREASE THE
CAPITAL STOCK IN ITS VARIABLE PART
BY CANCELING THE CEMEX SHARES
REPURCHASED IN 2022 UNDER
CEMEX'S SHARE REPURCHASE
PROGRAM.		 Management For   For For   None   None
  6A    Election to the Board of Director: Rogelio
Zambrano Lozano (as Chairman)		 Management Against   None     None   None
  6B    Election to the Board of Director: Fernando
A. González Olivieri (as Member)		 Management Against   None     None   None
  6C    Election to the Board of Director: Marcelo
Zambrano Lozano (as Member)		 Management Against   None     None   None
  6D    Election to the Board of Director: Armando
J. García Segovia (as Member)		 Management Against   None     None   None
  6E    Election to the Board of Director: Rodolfo
García Muriel (as Member)		 Management Against   None     None   None
  6F    Election to the Board of Director: Francisco
Javier Fernández Carbajal (as Member)		 Management Against   None     None   None
  6G    Election to the Board of Director: Armando
Garza Sada (as Member)		 Management Against   None     None   None
  6H    Election to the Board of Director: David
Martínez Guzmán (as Member)		 Management Against   None     None   None
  6I    Election to the Board of Director: Everardo
Elizondo Almaguer (as Member)		 Management Against   None     None   None
  6J    Election to the Board of Director: Ramiro
Gerardo Villarreal Morales (as Member)		 Management Against   None     None   None
  6K    Election to the Board of Director: Gabriel
Jaramillo Sanint (as Member)		 Management Against   None     None   None
  6L    Election to the Board of Director: Isabel
María Aguilera Navarro (as Member)		 Management Against   None     None   None
  6M    Election to the Board of Director: María de
Lourdes Melgar Palacios (as Member)		 Management For   None     None   None
  6N    Election to the Board of Director: Roger
Saldaña Madero (as Secretary)		 Management Against   None     None   None
  7A    APPOINTMENT TO THE AUDIT
COMMITTEE: Everardo Elizondo Almaguer
(as President)		 Management Against   None     None   None
  7B    APPOINTMENT TO THE AUDIT
COMMITTEE: Francisco Javier Fernández
Carbajal (as Member)		 Management Against   None     None   None
  7C    APPOINTMENT TO THE AUDIT
COMMITTEE: Gabriel Jaramillo Sanint (as
Member)		 Management Against   None     None   None
  7D    APPOINTMENT TO THE AUDIT
COMMITTEE: Roger Saldaña Madero (as
Secretary)		 Management Against   None     None   None
  8A    APPOINTMENT TO THE CORPORATE
PRACTICES AND FINANCE COMMITTEE:
Francisco Javier Fernández Carbajal (as
President)		 Management Against   None     None   None
  8B    APPOINTMENT TO THE CORPORATE
PRACTICES AND FINANCE COMMITTEE:
Rodolfo García Muriel (as Member)		 Management Against   None     None   None
  8C    APPOINTMENT TO THE CORPORATE
PRACTICES AND FINANCE COMMITTEE:
Armando Garza Sada (as Member)		 Management Against   None     None   None
  8D    APPOINTMENT TO THE CORPORATE
PRACTICES AND FINANCE COMMITTEE:
Roger Saldaña Madero (as Secretary)		 Management Against   None     None   None
  9A    APPOINTMENT TO THE
SUSTAINABILITY, CLIMATE ACTION,
SOCIAL IMPACT, AND DIVERSITY
COMMITTEE: Armando J. García Segovia
(as President)		 Management Against   None     None   None
  9B    APPOINTMENT TO THE
SUSTAINABILITY, CLIMATE ACTION,
SOCIAL IMPACT, AND DIVERSITY
COMMITTEE: Marcelo Zambrano Lozano
(as Member)		 Management Against   None     None   None
  9C    APPOINTMENT TO THE
SUSTAINABILITY, CLIMATE ACTION,
SOCIAL IMPACT, AND DIVERSITY
COMMITTEE: Isabel María Aguilera
Navarro (as Member)		 Management Against   None     None   None
  9D    APPOINTMENT TO THE
SUSTAINABILITY, CLIMATE ACTION,
SOCIAL IMPACT, AND DIVERSITY
COMMITTEE: María de Lourdes Melgar
Palacios (as Member)		 Management For   None     None   None
  9E    APPOINTMENT TO THE
SUSTAINABILITY, CLIMATE ACTION,
SOCIAL IMPACT, AND DIVERSITY
COMMITTEE: Roger Saldaña Madero (as
Secretary)		 Management Against   None     None   None
  10    COMPENSATION OF THE MEMBERS OF
THE BOARD OF DIRECTORS AND OF
THE AUDIT, CORPORATE PRACTICES
AND FINANCE, AND SUSTAINABILITY,
CLIMATE ACTION, SOCIAL IMPACT, AND
DIVERSITY COMMITTEES.		 Management For   For For   None   None
  11    APPOINTMENT OF DELEGATES TO
FORMALIZE THE RESOLUTIONS
ADOPTED AT THE MEETING.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 155,645     0   20-Mar-2023 20-Mar-2023
  FOMENTO ECONOMICO MEXICANO S.A.B. DE CV          
  Security 344419106                   Meeting Type   Annual      
  Ticker Symbol FMX                               Meeting Date   31-Mar-2023      
  ISIN US3444191064                   Agenda   935776180 - Management    
  Record Date 01-Mar-2023                   Holding Recon Date   01-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   24-Mar-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  E1.   Proposal, discussion and, if applicable,
approval of an amendment to Article 25 of
the Company's By-laws, in relation with a
reduction to the minimum number of
directors to be appointed by the Series "B"
shareholders.		 Management For   None For    None   None
  E2.   Appointment of delegates for the
formalization of the resolutions adopted by
the Meeting.		 Management For   None For   None   None
  E3.   Reading and, if applicable, approval of the
Meeting's minutes.		 Management For   None For   None   None
  1.    Report of the chief executive officer of the
Company, which includes the financial
statements of the Company for the 2022
fiscal year; opinion of the Board of Directors
of the Company regarding the content of
the report of the chief executive officer;
report of the Board of Directors of the
Company regarding the main policies and
accounting and information criteria applied
during the preparation of the Company's
financial information, and the reports of the
chairmen ...(due to space limits, see proxy
material for full proposal).		 Management Against   None Against    None   None
  2.    Application of the results for the 2022 fiscal
year of the Company, which will include a
dividends declaration and payment in cash,
in Mexican pesos.		 Management For   None For    None   None
  3.    Determination of the maximum amount to
be allocated for the Company's stock
repurchase fund.		 Management For   None For    None   None
  4a.   Election of the member of the Board of
Director (Series "B"): José Antonio
Fernández Carbajal		 Management Against   None Against   None   None
  4b.   Election of the member of the Board of
Director (Series "B"): Eva Maria Garza
Lagüera Gonda		 Management Against   None Against   None   None
  4c.   Election of the member of the Board of
Director (Series "B"): Paulina Garza
Lagüera Gonda		 Management Against   None Against   None   None
  4d.   Election of the member of the Board of
Director (Series "B"): Francisco José
Calderón Rojas		 Management Against   None Against   None   None
  4e.   Election of the member of the Board of
Director (Series "B"): Alfonso Garza Garza		 Management Against   None Against   None   None
  4f.   Election of the member of the Board of
Director (Series "B"): Bertha Paula Michel
González		 Management Against   None Against   None   None
  4g.   Election of the member of the Board of
Director (Series "B"): Alejandro Bailléres
Gual		 Management Against   None Against   None   None
  4h.   Election of the member of the Board of
Director (Series "B"): Bárbara Garza
Lagüera Gonda		 Management Against   None Against   None   None
  4i.   Election of the member of the Board of
Director (Series "B"): Enrique F. Senior
Hernández		 Management Against   None Against   None   None
  4j.   Election of the member of the Board of
Director (Series "B"): Michael Larson		 Management Against   None Against   None   None
  4k.   Election of the member of the Board of
Director (Series "D"): Ricardo E. Saldívar
Escajadillo		 Management Against   None Against   None   None
  4l.   Election of the member of the Board of
Director (Series "D"): Alfonso González
Migoya		 Management Against   None Against   None   None
  4m.   Election of the member of the Board of
Director (Series "D"): Víctor Alberto Tiburcio
Celorio		 Management Against   None Against   None   None
  4n.   Election of the member of the Board of
Director (Series "D"): Daniel Alegre		 Management For   None For   None   None
  4o    Election of the member of the Board of
Director (Series "D"): Gibu Thomas		 Management Against   None Against   None   None
  4p.   Election of the member of the Board of
Director (Series "D" Alternate): Michael
Kahn		 Management For   None For   None   None
  4q.   Election of the member of the Board of
Director (Series "D" Alternate): Francisco
Zambrano Rodríguez		 Management For   None For   None   None
  4r.   Election of the member of the Board of
Director (Series "D" Alternate): Jaime A. El
Koury		 Management For   None For   None   None
  5.    Resolution with respect to the remuneration
of the members of the Board of Directors,
qualification of their independence, and
election of the chairman and secretaries of
the Board of Directors.		 Management For   None For   None   None
  6.    Election of members of the following
Committees of the Company: (i) Operation
and Strategy, (ii) Audit, and (iii) Corporate
Practices and Nominations; appointment of
each of their respective chairman, and
resolution with respect to their
remuneration.		 Management For   None For   None   None
  7.    Appointment of delegates for the
formalization of the Meeting's resolutions.		 Management For   None For   None   None
  8.    Reading and, if applicable, approval of the
Meeting's minutes.		 Management For   None For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 13,110     0   22-Mar-2023 22-Mar-2023
  LENNAR CORPORATION          
  Security 526057104                   Meeting Type   Annual      
  Ticker Symbol LEN                               Meeting Date   12-Apr-2023      
  ISIN US5260571048                   Agenda   935769159 - Management    
  Record Date 15-Feb-2023                   Holding Recon Date   15-Feb-2023      
  City / Country     / United
States		           Vote Deadline Date   11-Apr-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Amy
Banse		 Management Against   For Against   None   None
  1b.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Rick
Beckwitt		 Management Against   For Against   None   None
  1c.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Tig Gilliam		 Management Against   For Against   None   None
  1d.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Sherrill W.
Hudson		 Management Against   For Against   None   None
  1e.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Jonathan
M. Jaffe		 Management Against   For Against   None   None
  1f.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Sidney
Lapidus		 Management Against   For Against   None   None
  1g.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Teri P.
McClure		 Management Against   For Against   None   None
  1h.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Stuart
Miller		 Management Against   For Against   None   None
  1i.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Armando
Olivera		 Management Against   For Against   None   None
  1j.   Election of Director to serve until the 2024
Annual Meeting of Stockholders: Jeffrey
Sonnenfeld		 Management For   For For   None   None
  2.    Approval, on an advisory basis, of the
compensation of our named executive
officers.		 Management Against   For Against   None   None
  3.    Approval, on an advisory basis, of the
frequency of the stockholder vote on the
compensation of our named executive
officers.		 Management 1 Year   1 Year For   None   None
  4.    Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2023.		 Management For   For For   None   None
  5.    Vote on a stockholder proposal regarding
the elimination of our dual-class common
stock voting structure.		 Shareholder For   Against Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 11,500     0   10-Apr-2023 10-Apr-2023
  AMERICA MOVIL, S.A.B. DE C.V. SERIES B          
  Security 02390A101                   Meeting Type   Annual      
  Ticker Symbol AMX                               Meeting Date   14-Apr-2023      
  ISIN US02390A1016                   Agenda   935811489 - Management    
  Record Date 23-Mar-2023                   Holding Recon Date   23-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   11-Apr-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a    The report of the Chief Executive Officer
provided for in Article 172 of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), and Section XI of
Article 44 of the Mexican Securities Market
Law (Ley del Mercado de Valores), together
with the report of the external auditor, on
the Company's operations and results
during the year ended on December 31,
2022, and the opinion of the Board of
Directors thereon.		 Management For   None For   None   None
  1b    The Board of Directors' report referred to in
article 172, paragraph (b) of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), on the principal
accounting and information policies and
criteria followed in connection with the
preparation of the Company's financial
information.		 Management For   None For   None   None
  1c    The Board of Directors' annual report,
referred to in Section IV (e) of Article 28 of
the Mexican Securities Market Law (Ley del
Mercado de Valores), on its activities for the
year ended December 31, 2022.		 Management For   None For   None   None
  1d    The 2022 annual report on the activities of
the Audit and Corporate Practices
Committee, referred to in Article 43 of the
Mexican Securities Market Law (Ley del
Mercado de Valores).		 Management For   None For   None   None
  1e    The Consolidated Financial Statements of
the Company for the year ended on
December 31, 2022, including a proposal to
pay a dividend from the Company's profit
tax account (cuenta de utilidad fiscal)		 Management For   None For   None   None
  1f    The annual report on the Company's share
repurchase program for the year ended on
December 31, 2022.		 Management For   None For   None   None
  2a    Approval, if applicable, of the Board of
Directors and Chief Executive Officer
performance during the fiscal year 2022.		 Management Against   None Against   None   None
  2ba   Appoint member of the Board of Directors
of the Company: Carlos Slim Domit
(Chairman)		 Management Against   None Against   None   None
  2bb   Appoint member of the Board of Directors
of the Company: Patrick Slim Domit
(Cochairman)		 Management Against   None Against   None   None
  2bc   Appoint member of the Board of Directors
of the Company: Antonio Cosío Pando		 Management Against   None Against   None   None
  2bd   Appoint member of the Board of Directors
of the Company: Pablo Roberto González
Guajardo		 Management Against   None Against   None   None
  2be   Appoint member of the Board of Directors
of the Company: Daniel Hajj Aboumrad		 Management Against   None Against   None   None
  2bf   Appoint member of the Board of Directors
of the Company: Vanessa Hajj Slim		 Management Against   None Against   None   None
  2bg   Appoint member of the Board of Directors
of the Company: David Ibarra Muñoz		 Management Against   None Against   None   None
  2bh   Appoint member of the Board of Directors
of the Company: Claudia Jañez Sánchez		 Management Against   None Against   None   None
  2bi   Appoint member of the Board of Directors
of the Company: Rafael Moisés Kalach
Mizrahi		 Management Against   None Against   None   None
  2bj   Appoint member of the Board of Directors
of the Company: Francisco Medina Chávez		 Management Against   None Against   None   None
  2bk   Appoint member of the Board of Directors
of the Company: Gisselle Morán Jiménez		 Management Against   None Against   None   None
  2bl   Appoint member of the Board of Directors
of the Company: Luis Alejandro Soberón
Kuri		 Management Against   None Against   None   None
  2bm   Appoint member of the Board of Directors
of the Company: Ernesto Vega Velasco		 Management Against   None Against   None   None
  2bn   Appoint member of the Board of Directors
of the Company: Oscar Von Hauske Solís		 Management Against   None Against   None   None
  2bo   Appoint member of the Board of Directors
of the Company: Alejandro Cantú Jimenez
(Corporate Secretary non-member of the
Board of Directors)		 Management Against   None Against   None   None
  2bp   Appoint member of the Board of Directors
of the Company: Rafael Robles Miaja
(Corporate Pro-Secretary non-member of
the Board of Directors)		 Management Against   None Against   None   None
  2c    Approval, if applicable, of the compensation
to the Board of Directors' members.
Adoption of resolutions thereon.		 Management Against   None Against   None   None
  3a    Approval, if applicable, of the Executive
Committee performance during the fiscal
year 2022.		 Management Against   None Against   None   None
  3ba   Appoint as member of the Executive
Committee: Carlos Slim Domit (Chairman)		 Management Against   None Against   None   None
  3bb   Appoint as member of the Executive
Committee: Patrick Slim Domit		 Management Against   None Against   None   None
  3bc   Appoint as member of the Executive
Committee: Daniel Hajj Aboumrad		 Management Against   None Against   None   None
  3c    Approval, if applicable, of their
compensation. Adoption of resolutions
thereon.		 Management Against   None Against   None   None
  4a    Approval, if applicable, of the performance
of the Company's Corporate Practices
Committee during the fiscal year 2022		 Management Against   None Against   None   None
  4ba   Appoint as member of the Company's
Corporate Practices Committee: Ernesto
Vega Velasco (Chairman)		 Management Against   None Against   None   None
  4bb   Appoint as member of the Company's
Corporate Practices Committee: Pablo
Roberto González Guajardo		 Management Against   None Against   None   None
  4bc   Appoint as member of the Company's
Corporate Practices Committee: Rafael
Moisés Kalach Mizrahi		 Management Against   None Against   None   None
  4c    Approval, if applicable, of their
compensation. Adoption of resolutions
thereon.		 Management Against   None Against   None   None
  5     Submission and, if applicable, approval of a
proposal to determine the amount of
resources to be allocated to the Company's
share repurchase program. Adoption of
resolutions thereon.		 Management For   None For   None   None
  6     Appointment of delegates to execute, and if,
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None For   None   None
  E1    Submission and if applicable, approval of a
proposal to cancel the Company's shares
held by the Company as treasury shares
and acquired pursuant to its share buyback
program. Adoption of resolutions thereon.		 Management For   None For   None   None
  E2    Proposal to amend article six of the
Company's bylaws in order to implement
the resolutions adopted, if the case, in
relation with the proposal to cancel the
Company's shares held by the Company as
treasury shares and acquired pursuant to its
share buyback program. Adoption of
resolutions thereon.		 Management For   None For   None   None
  E3    Appointment of delegates to execute, and if,
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 10,698     0   11-Apr-2023 11-Apr-2023
  AMERICA MOVIL, S.A.B. DE C.V. SERIES B          
  Security 02390A101                   Meeting Type   Annual      
  Ticker Symbol AMX                               Meeting Date   14-Apr-2023      
  ISIN US02390A1016                   Agenda   935818875 - Management    
  Record Date 03-Apr-2023                   Holding Recon Date   03-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   11-Apr-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a    The report of the Chief Executive Officer
provided for in Article 172 of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), and Section XI of
Article 44 of the Mexican Securities Market
Law (Ley del Mercado de Valores), together
with the report of the external auditor, on
the Company's operations and results
during the year ended on December 31,
2022, and the opinion of the Board of
Directors thereon.		 Management For   None For   None   None
  1b    The Board of Directors' report referred to in
article 172, paragraph (b) of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), on the principal
accounting and information policies and
criteria followed in connection with the
preparation of the Company's financial
information.		 Management For   None For   None   None
  1c    The Board of Directors' annual report,
referred to in Section IV (e) of Article 28 of
the Mexican Securities Market Law (Ley del
Mercado de Valores), on its activities for the
year ended December 31, 2022.		 Management For   None For   None   None
  1d    The 2022 annual report on the activities of
the Audit and Corporate Practices
Committee, referred to in Article 43 of the
Mexican Securities Market Law (Ley del
Mercado de Valores).		 Management For   None For   None   None
  1e    The Consolidated Financial Statements of
the Company for the year ended on
December 31, 2022, including a proposal to
pay a dividend from the Company's profit
tax account (cuenta de utilidad fiscal)		 Management For   None For   None   None
  1f    The annual report on the Company's share
repurchase program for the year ended on
December 31, 2022.		 Management For   None For   None   None
  2a    Approval, if applicable, of the Board of
Directors and Chief Executive Officer
performance during the fiscal year 2022.		 Management Against   None Against   None   None
  2ba   Appoint member of the Board of Directors
of the Company: Carlos Slim Domit
(Chairman)		 Management Against   None Against   None   None
  2bb   Appoint member of the Board of Directors
of the Company: Patrick Slim Domit
(Cochairman)		 Management Against   None Against   None   None
  2bc   Appoint member of the Board of Directors
of the Company: Antonio Cosío Pando		 Management Against   None Against   None   None
  2bd   Appoint member of the Board of Directors
of the Company: Pablo Roberto González
Guajardo		 Management Against   None Against   None   None
  2be   Appoint member of the Board of Directors
of the Company: Daniel Hajj Aboumrad		 Management Against   None Against   None   None
  2bf   Appoint member of the Board of Directors
of the Company: Vanessa Hajj Slim		 Management Against   None Against   None   None
  2bg   Appoint member of the Board of Directors
of the Company: David Ibarra Muñoz		 Management Against   None Against   None   None
  2bh   Appoint member of the Board of Directors
of the Company: Claudia Jañez Sánchez		 Management Against   None Against   None   None
  2bi   Appoint member of the Board of Directors
of the Company: Rafael Moisés Kalach
Mizrahi		 Management Against   None Against   None   None
  2bj   Appoint member of the Board of Directors
of the Company: Francisco Medina Chávez		 Management Against   None Against   None   None
  2bk   Appoint member of the Board of Directors
of the Company: Gisselle Morán Jiménez		 Management Against   None Against   None   None
  2bl   Appoint member of the Board of Directors
of the Company: Luis Alejandro Soberón
Kuri		 Management Against   None Against   None   None
  2bm   Appoint member of the Board of Directors
of the Company: Ernesto Vega Velasco		 Management Against   None Against   None   None
  2bn   Appoint member of the Board of Directors
of the Company: Oscar Von Hauske Solís		 Management Against   None Against   None   None
  2bo   Appoint member of the Board of Directors
of the Company: Alejandro Cantú Jimenez
(Corporate Secretary non-member of the
Board of Directors)		 Management Against   None Against   None   None
  2bp   Appoint member of the Board of Directors
of the Company: Rafael Robles Miaja
(Corporate Pro-Secretary non-member of
the Board of Directors)		 Management Against   None Against   None   None
  2c    Approval, if applicable, of the compensation
to the Board of Directors' members.
Adoption of resolutions thereon.		 Management Against   None Against   None   None
  3a    Approval, if applicable, of the Executive
Committee performance during the fiscal
year 2022.		 Management Against   None Against   None   None
  3ba   Appoint as member of the Executive
Committee: Carlos Slim Domit (Chairman)		 Management Against   None Against   None   None
  3bb   Appoint as member of the Executive
Committee: Patrick Slim Domit		 Management Against   None Against   None   None
  3bc   Appoint as member of the Executive
Committee: Daniel Hajj Aboumrad		 Management Against   None Against   None   None
  3c    Approval, if applicable, of their
compensation. Adoption of resolutions
thereon.		 Management Against   None Against   None   None
  4a    Approval, if applicable, of the performance
of the Company's Corporate Practices
Committee during the fiscal year 2022		 Management Against   None Against   None   None
  4ba   Appoint as member of the Company's
Corporate Practices Committee: Ernesto
Vega Velasco (Chairman)		 Management Against   None Against   None   None
  4bb   Appoint as member of the Company's
Corporate Practices Committee: Pablo
Roberto González Guajardo		 Management Against   None Against   None   None
  4bc   Appoint as member of the Company's
Corporate Practices Committee: Rafael
Moisés Kalach Mizrahi		 Management Against   None Against   None   None
  4c    Approval, if applicable, of their
compensation. Adoption of resolutions
thereon.		 Management Against   None Against   None   None
  5     Submission and, if applicable, approval of a
proposal to determine the amount of
resources to be allocated to the Company's
share repurchase program. Adoption of
resolutions thereon.		 Management For   None For   None   None
  6     Appointment of delegates to execute, and if,
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None For   None   None
  E1    Submission and if applicable, approval of a
proposal to cancel the Company's shares
held by the Company as treasury shares
and acquired pursuant to its share buyback
program. Adoption of resolutions thereon.		 Management For   None For   None   None
  E2    Proposal to amend article six of the
Company's bylaws in order to implement
the resolutions adopted, if the case, in
relation with the proposal to cancel the
Company's shares held by the Company as
treasury shares and acquired pursuant to its
share buyback program. Adoption of
resolutions thereon.		 Management For   None For   None   None
  E3    Appointment of delegates to execute, and if,
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.		 Management For   None For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 10,698     0   11-Apr-2023 11-Apr-2023
  SEABOARD CORPORATION          
  Security 811543107                   Meeting Type   Annual      
  Ticker Symbol SEB                               Meeting Date   24-Apr-2023      
  ISIN US8115431079                   Agenda   935779097 - Management    
  Record Date 23-Feb-2023                   Holding Recon Date   23-Feb-2023      
  City / Country     / United
States		           Vote Deadline Date   21-Apr-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Ellen S. Bresky Withheld   For Against   None   None
        2 David A. Adamsen Withheld   For Against   None   None
        3 Douglas W. Baena Withheld   For Against   None   None
        4 Paul M. Squires Withheld   For Against   None   None
        5 Frances B. Shifman Withheld   For Against   None   None
  2.    Vote to approve, on an advisory basis, the
compensation of the Named Executive
Officers, as disclosed in the proxy
statement for the 2023 Annual Meeting of
Stockholders.		 Management Against   For Against   None   None
  3.    Vote to determine, on an advisory basis, the
frequency of the stockholder advisory votes
to approve the compensation of the Named
Executive Officers.		 Management 1 Year   3 Years Against   None   None
  4.    Ratify the appointment of KPMG LLP as
independent auditors of the Company.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 137     0   12-Apr-2023 12-Apr-2023
  BANCO LATINOAMERICANO DE COMERCIO EXT.          
  Security P16994132                   Meeting Type   Annual      
  Ticker Symbol BLX                               Meeting Date   26-Apr-2023      
  ISIN PAP169941328                   Agenda   935797653 - Management    
  Record Date 20-Mar-2023                   Holding Recon Date   20-Mar-2023      
  City / Country     / Panama           Vote Deadline Date   25-Apr-2023      
  SEDOL(s)             Quick Code          
                                                               
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    To approve the Bank's audited consolidated
financial statements for the fiscal year
ended December 31, 2022.		 Management For   For For   None   None
  2.    To ratify the appointment of KPMG as the
Bank's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.		 Management For   For For   None   None
  3a.   Election of Class E Director: Mario Covo Management For   For For   None   None
  4.    To approve, on an advisory basis, the
compensation of the Bank's executive
officers.		 Management Against   For Against   None   None
  5.    Executive Compensation Frequency
Shareholder vote.		 Management 1 Year   1 Year For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 42,089     0   04-Apr-2023 04-Apr-2023
  GRUPO AEROPORTUARIO DEL SURESTE SA DE CV          
  Security 40051E202                   Meeting Type   Annual      
  Ticker Symbol ASR                               Meeting Date   26-Apr-2023      
  ISIN US40051E2028                   Agenda   935802745 - Management    
  Record Date 23-Mar-2023                   Holding Recon Date   23-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   19-Apr-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1A    Report of the Chief Executive Officer, in
accordance with Article 172 of the General
Corporations Law and of Article 44,
subsection XI, of the Securities Market Law
("Ley del Mercado de Valores"),
accompanied by the independent auditor's
report, in connection with the operations
and results for the fiscal year ended
December 31, 2022, as well as the Board of
Directors' opinion on the content of such
report.		 Management For   None For   None   None
  1B    Report of the Board of Directors in
accordance with Article 172, subsection b,
of the General Corporations Law, which
contains the main policies, as well as the
accounting and reporting criteria followed in
the preparation of the financial information
of the Company.		 Management For   None For   None   None
  1C    Report of the activities and operations in
which the Board of Directors intervened, in
accordance with Article 28 IV (e) of the
Securities Market Law.		 Management For   None For   None   None
  1D    Individual and consolidated financial
statements of the Company for the fiscal
year ended December 31, 2022.		 Management For   None For   None   None
  1E    Annual report on the activities carried out by
the Company's Audit Committee in
accordance with Article 43 of the Securities
Market Law and report on the Company's
subsidiaries.		 Management For   None For   None   None
  1F    Report on compliance with the tax
obligations of the Company for the fiscal
year ended December 31, 2021, in
accordance with Article 76, section XIX of
the Income Tax Law ("Ley del Impuesto
sobre la Renta").		 Management For   None For   None   None
  2A    Proposal for increase of the legal reserve
by Ps. 256,834,347.18.		 Management For   None For   None   None
  2B    Proposal by the Board of Directors to pay
an ordinary net dividend in cash from
accumulated retained earnings in the
amount of Ps.9.93* (nine pesos and ninety-
three cents), payable in May 2023, as well
as an extraordinary net dividend in cash
from accumulated retained earnings in the
amount of Ps.10.00* (ten pesos and zero
cents), payable in November 2023, for each
of the ordinary "B" and "BB" Series shares.		 Management For   None For   None   None
  2C    Proposal and, if applicable, approval of the
amount of Ps. 3,750,238,410.22* as the
maximum amount that may be used by the
Company to repurchase its shares during
2023 pursuant to Article 56 of the Securities
Market Law; proposal and, if applicable,
approval of the policies regarding the
repurchase of Company shares.		 Management For   None For   None   None
  3A    Management of the Company by the Board
of Directors and the Chief Executive Officer
for the fiscal year of 2022.		 Management For   None For   None   None
  3BA   Appointment of Director: Fernando Chico
Pardo (President)		 Management Against   None Against   None   None
  3BB   Appointment of Director: José Antonio
Pérez Antón		 Management Against   None Against   None   None
  3BC   Appointment of Director: Pablo Chico
Hernández		 Management Against   None Against   None   None
  3BD   Appointment of Director: Aurelio Pérez
Alonso		 Management Against   None Against   None   None
  3BE   Appointment of Director: Rasmus
Christiansen		 Management Against   None Against   None   None
  3BF   Appointment of Director: Francisco Garza
Zambrano		 Management Against   None Against   None   None
  3BG   Appointment of Director: Ricardo Guajardo
Touché		 Management Against   None Against   None   None
  3BH   Appointment of Director: Guillermo Ortiz
Martínez		 Management Against   None Against   None   None
  3BI   Appointment of Director: Bárbara Garza
Lagüera Gonda		 Management Against   None Against   None   None
  3BJ   Appointment of Director: Heliane Steden Management For   None For   None   None
  3BK   Appointment of Director: Diana M. Chavez Management For   None For   None   None
  3BL   Appointment of Director: Rafael Robles
Miaja (Secretary)		 Management For   None For   None   None
  3BM   Appointment of Director: Ana María
Poblanno Chanona (Deputy Secretary)		 Management For   None For   None   None
  3CA   Appointment or ratification, as applicable, of
the Chairperson of the Audit Committee:
Ricardo Guajardo Touché		 Management For   None For   None   None
  3DA   Appointment or ratification, as applicable, of
the persons who serve or will serve on the
Nominations and Compensations
Committee of the Company: Bárbara Garza
Lagüera Gonda (President)		 Management For   None For   None   None
  3DB   Appointment or ratification, as applicable, of
the persons who serve or will serve on the
Nominations and Compensations
Committee of the Company: Fernando
Chico Pardo		 Management For   None For   None   None
  3DC   Appointment or ratification, as applicable, of
the persons who serve or will serve on the
Nominations and Compensations
Committee of the Company: José Antonio
Pérez Antón		 Management Against   None     None   None
  3EA   Determination of corresponding
compensations and Board of Directors: Ps.
85,000.00 (net of taxes in Mexican legal
tender)		 Management For   None For   None   None
  3EB   Determination of corresponding
compensations and Operations Committee:
Ps. 85,000.00 (net of taxes in Mexican legal
tender)		 Management For   None For   None   None
  3EC   Determination of corresponding
compensations and Nominations &
Compensations Committee: Ps. 85,000.00
(net of taxes in Mexican legal tender)		 Management For   None For   None   None
  3ED   Determination of corresponding
compensations and Audit Committee: Ps.
120,000.00 (net of taxes in Mexican legal
tender)		 Management For   None For   None   None
  3EE   Determination of corresponding
compensations and Acquisitions &
Contracts Committee: Ps. 28,000.00 (net of
taxes in Mexican legal tender)		 Management For   None For   None   None
  4A    Appointment of delegates in order to enact
the resolutions adopted at the Meeting and,
if applicable, to formalize such resolutions:
Claudio R. Góngora Morales		 Management For   None For   None   None
  4B    Appointment of delegates in order to enact
the resolutions adopted at the Meeting and,
if applicable, to formalize such resolutions:
Rafael Robles Miaja		 Management For   None For   None   None
  4C    Appointment of delegates in order to enact
the resolutions adopted at the Meeting and,
if applicable, to formalize such resolutions:
Ana María Poblanno Chanona		 Management For   None For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 4,675     0   12-Apr-2023 12-Apr-2023
  POPULAR, INC.          
  Security 733174700                   Meeting Type   Annual      
  Ticker Symbol BPOP                              Meeting Date   11-May-2023      
  ISIN PR7331747001                   Agenda   935789935 - Management    
  Record Date 14-Mar-2023                   Holding Recon Date   14-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   10-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a)   Election of Director of the Corporation for a
one-year term: Ignacio Alvarez		 Management For   For For   None   None
  1b)   Election of Director of the Corporation for a
one-year term: Joaquin E. Bacardi, III		 Management For   For For   None   None
  1c)   Election of Director of the Corporation for a
one-year term: Alejandro M. Ballester		 Management For   For For   None   None
  1d)   Election of Director of the Corporation for a
one-year term: Robert Carrady		 Management For   For For   None   None
  1e)   Election of Director of the Corporation for a
one-year term: Richard L. Carrión		 Management For   For For   None   None
  1f)   Election of Director of the Corporation for a
one-year term: Betty DeVita		 Management For   For For   None   None
  1g)   Election of Director of the Corporation for a
one-year term: John W. Diercksen		 Management For   For For   None   None
  1h)   Election of Director of the Corporation for a
one-year term: María Luisa Ferré Rangel		 Management For   For For   None   None
  1i)   Election of Director of the Corporation for a
one-year term: C. Kim Goodwin		 Management For   For For   None   None
  1j)   Election of Director of the Corporation for a
one-year term: José R. Rodríguez		 Management For   For For   None   None
  1k)   Election of Director of the Corporation for a
one-year term: Alejandro M. Sanchez		 Management For   For For   None   None
  1l)   Election of Director of the Corporation for a
one-year term: Myrna M. Soto		 Management Against   For Against   None   None
  1m)   Election of Director of the Corporation for a
one-year term: Carlos A. Unanue		 Management For   For For   None   None
  2)    Approve, on an advisory basis, the
Corporation's executive compensation.		 Management For   For For   None   None
  3)    Ratify the appointment of
PricewaterhouseCoopers LLP as the
Corporation's independent registered public
accounting firm for 2023.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 25,899     0   01-May-2023 01-May-2023
  PLAYA HOTELS & RESORTS N V          
  Security N70544106                   Meeting Type   Annual      
  Ticker Symbol PLYA                              Meeting Date   11-May-2023      
  ISIN NL0012170237                   Agenda   935835617 - Management    
  Record Date 13-Apr-2023                   Holding Recon Date   13-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   10-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Appointment of Director: Bruce D.
Wardinski		 Management For   For For   None   None
  1b.   Appointment of Director: Jeanmarie Cooney Management For   For For   None   None
  1c.   Appointment of Director: Hal Stanley Jones Management For   For For   None   None
  1d.   Appointment of Director: Mahmood Khimji Management For   For For   None   None
  1e.   Appointment of Director: Elizabeth
Lieberman		 Management For   For For   None   None
  1f.   Appointment of Director: Maria Miller Management For   For For   None   None
  1g.   Appointment of Director: Leticia Navarro Management For   For For   None   None
  1h.   Appointment of Director: Karl Peterson Management Against   For Against   None   None
  2.    Adoption of the Company's Dutch Statutory
Annual Accounts for the fiscal year ended
December 31, 2022		 Management For   For For   None   None
  3.    Ratification of the selection of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023		 Management For   For For   None   None
  4.    Instruction to Deloitte Accountants B.V. for
the audit of the Company's Dutch Statutory
Annual Accounts for the fiscal year ending
December 31, 2023		 Management For   For For   None   None
  5.    A non-binding, advisory vote to approve the
compensation of the Company's named
executive officers ("Say-on-Pay")		 Management For   For For   None   None
  6.    Discharge of the Company's directors from
liability with respect to the performance of
their duties during the fiscal year ended
December 31, 2022		 Management For   For For   None   None
  7.    Authorization of the Board to acquire shares
(and depository receipts for shares) in the
capital of the Company		 Management For   For For   None   None
  8.    Delegation to the Board of the authority to
issue shares and grant rights to subscribe
for shares in the capital of the Company
and to limit or exclude pre-emptive rights for
10% of the Company's issued share capital		 Management Against   For Against   None   None
  9.    Amendments to the Company's 2017
Omnibus Incentive Plan and compensation
policy		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 78,605     0   01-May-2023 01-May-2023
  MARTIN MARIETTA MATERIALS, INC.          
  Security 573284106                   Meeting Type   Annual      
  Ticker Symbol MLM                               Meeting Date   11-May-2023      
  ISIN US5732841060                   Agenda   935837762 - Management    
  Record Date 06-Mar-2023                   Holding Recon Date   06-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   10-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Dorothy M. Ables Management For   For For   None   None
  1b.   Election of Director: Sue W. Cole Management For   For For   None   None
  1c.   Election of Director: Anthony R. Foxx Management Against   For Against   None   None
  1d.   Election of Director: John J. Koraleski Management For   For For   None   None
  1e.   Election of Director: C. Howard Nye Management For   For For   None   None
  1f.   Election of Director: Laree E. Perez Management For   For For   None   None
  1g.   Election of Director: Thomas H. Pike Management For   For For   None   None
  1h.   Election of Director: Michael J. Quillen Management For   For For   None   None
  1i.   Election of Director: Donald W. Slager Management For   For For   None   None
  1j.   Election of Director: David C. Wajsgras Management For   For For   None   None
  2.    Ratification of appointment of
PricewaterhouseCoopers as independent
auditors.		 Management For   For For   None   None
  3.    Approval, by a non-binding advisory vote, of
the compensation of Martin Marietta
Materials, Inc.'s named executive officers.		 Management Against   For Against   None   None
  4.    Selection, by a non-binding advisory vote,
of the frequency of future shareholder votes
to approve the compensation of Martin
Marietta Materials, Inc.'s named executive
officers.		 Management 1 Year   1 Year For   None   None
  5.    Shareholder proposal, if properly presented
at the meeting, requesting the
establishment within a year of GHG
reduction targets.		 Shareholder For   Against Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 4,000     0   01-May-2023 01-May-2023
  VULCAN MATERIALS COMPANY          
  Security 929160109                   Meeting Type   Annual      
  Ticker Symbol VMC                               Meeting Date   12-May-2023      
  ISIN US9291601097                   Agenda   935788200 - Management    
  Record Date 15-Mar-2023                   Holding Recon Date   15-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   11-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Melissa H. Anderson Management For   For For   None   None
  1b.   Election of Director: O. B. Grayson Hall, Jr. Management For   For For   None   None
  1c.   Election of Director: Lydia H. Kennard Management For   For For   None   None
  1d.   Election of Director: James T. Prokopanko Management For   For For   None   None
  1e.   Election of Director: George Willis Management For   For For   None   None
  2.    Approval, on an advisory basis, of the
compensation of our named executive
officers.		 Management For   For For   None   None
  3.    Advisory vote on the frequency of future
advisory votes on executive compensation.		 Management 1 Year   1 Year For   None   None
  4.    Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2023.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 5,000     0   08-May-2023 08-May-2023
  MARRIOTT VACATIONS WORLDWIDE CORPORATION          
  Security 57164Y107                   Meeting Type   Annual      
  Ticker Symbol VAC                               Meeting Date   12-May-2023      
  ISIN US57164Y1073                   Agenda   935791827 - Management    
  Record Date 14-Mar-2023                   Holding Recon Date   14-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   11-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Charles Elliott Andrews For   For For   None   None
        2 William W. McCarten For   For For   None   None
        3 William J. Shaw For   For For   None   None
  2.    Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for its
2023 fiscal year.		 Management For   For For   None   None
  3.    Advisory vote to approve named executive
officer compensation.		 Management For   For For   None   None
  4.    Approval of management proposal to
amend the Company's Restated Certificate
of Incorporation to provide for the phased-in
declassification of the Board of Directors.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 6,745     0   08-May-2023 08-May-2023
  CARIBBEAN UTILITIES COMPANY, LTD.          
  Security G1899E146                   Meeting Type   Annual      
  Ticker Symbol CUPUF                             Meeting Date   12-May-2023      
  ISIN KYG1899E1465                   Agenda   935802226 - Management    
  Record Date 13-Mar-2023                   Holding Recon Date   13-Mar-2023      
  City / Country     / Cayman
Islands		           Vote Deadline Date   09-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1     DIRECTOR Management                
        1 Jennifer P. Dilbert For   For For   None   None
        2 Sheree L. Ebanks For   For For   None   None
        3 Woodrow S. Foster For   For For   None   None
        4 Jennifer Frizzelle For   For For   None   None
        5 Karen Gosse For   For For   None   None
        6 Susan M. Gray For   For For   None   None
        7 Sophia A. Harris For   For For   None   None
        8 J. F. Richard Hew For   For For   None   None
        9 Mark R. Macfee For   For For   None   None
        10 Kay Menzies For   For For   None   None
        11 Gary J. Smith For   For For   None   None
  2     Appointment of Deloitte LLP as auditors of
the Company and authorization of the board
of directors of the Company to fix the
auditors' compensation.		 Management For   For For   None   None
  3     Resolution to approve the adoption of a
revised compensation structure of the board
of directors of the Company and its
committees.		 Management Against   For Against   None   None
  4     Resolution to approve an increase in the
number of Class A Ordinary Shares of the
Company reserved for issuance under the
Employee Share Purchase Plan of the
Company.		 Management Against   For Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 23,200     0   12-Apr-2023 12-Apr-2023
  MASTEC, INC.          
  Security 576323109                   Meeting Type   Annual      
  Ticker Symbol MTZ                               Meeting Date   16-May-2023      
  ISIN US5763231090                   Agenda   935795558 - Management    
  Record Date 10-Mar-2023                   Holding Recon Date   10-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   15-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Ernst N. Csiszar Withheld   For Against   None   None
        2 Julia L. Johnson For   For For   None   None
        3 Jorge Mas For   For For   None   None
  2.    Ratification of the appointment of BDO
USA, LLP as our independent registered
public accounting firm for 2023.		 Management For   For For   None   None
  3.    Approval of a non-binding advisory
resolution regarding the compensation of
our named executive officers.		 Management Against   For Against   None   None
  4.    A non-binding advisory resolution regarding
the frequency of the vote regarding the
compensation of our named executive
officers.		 Management 1 Year   1 Year For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 26,568     0   12-May-2023 12-May-2023
  FIRST BANCORP          
  Security 318672706                   Meeting Type   Annual      
  Ticker Symbol FBP                               Meeting Date   18-May-2023      
  ISIN PR3186727065                   Agenda   935797932 - Management    
  Record Date 22-Mar-2023                   Holding Recon Date   22-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   17-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Juan Acosta Reboyras Management For   For For   None   None
  1b.   Election of Director: Aurelio Alemàn Management For   For For   None   None
  1c.   Election of Director: Luz A. Crespo Management For   For For   None   None
  1d.   Election of Director: Tracey Dedrick Management For   For For   None   None
  1e.   Election of Director: Patricia M. Eaves Management For   For For   None   None
  1f.   Election of Director: Daniel E. Frye Management For   For For   None   None
  1g.   Election of Director: John A. Heffern Management For   For For   None   None
  1h.   Election of Director: Roberto R. Herencia Management Against   For Against   None   None
  1i.   Election of Director: Félix M. Villamil Management For   For For   None   None
  2.    To approve on a non-binding basis the
2022 compensation of First BanCorp's
named executive officers.		 Management Against   For Against   None   None
  3.    To ratify the appointment of Crowe LLP as
our independent registered public
accounting firm for our 2023 fiscal year.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 160,604     0   12-May-2023 12-May-2023
  NEXTERA ENERGY, INC.          
  Security 65339F101                   Meeting Type   Annual      
  Ticker Symbol NEE                               Meeting Date   18-May-2023      
  ISIN US65339F1012                   Agenda   935808696 - Management    
  Record Date 22-Mar-2023                   Holding Recon Date   22-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   17-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Nicole S. Arnaboldi Management Against   For Against   None   None
  1b.   Election of Director: Sherry S. Barrat Management Against   For Against   None   None
  1c.   Election of Director: James L. Camaren Management Against   For Against   None   None
  1d.   Election of Director: Kenneth B. Dunn Management Against   For Against   None   None
  1e.   Election of Director: Naren K. Gursahaney Management Against   For Against   None   None
  1f.   Election of Director: Kirk S. Hachigian Management Against   For Against   None   None
  1g.   Election of Director: John W. Ketchum Management Against   For Against   None   None
  1h.   Election of Director: Amy B. Lane Management Against   For Against   None   None
  1i.   Election of Director: David L. Porges Management Against   For Against   None   None
  1j.   Election of Director: Deborah "Dev"
Stahlkopf		 Management Against   For Against   None   None
  1k.   Election of Director: John A. Stall Management Against   For Against   None   None
  1l.   Election of Director: Darryl L. Wilson Management Against   For Against   None   None
  2.    Ratification of appointment of Deloitte &
Touche LLP as NextEra Energy's
independent registered public accounting
firm for 2023		 Management For   For For   None   None
  3.    Approval, by non-binding advisory vote, of
NextEra Energy's compensation of its
named executive officers as disclosed in
the proxy statement		 Management Against   For Against   None   None
  4.    Non-Binding advisory vote on whether
NextEra Energy should hold a non-binding
shareholder advisory vote to approve
NextEra Energy's compensation of its
named executive officers every 1, 2 or 3
years		 Management 1 Year   1 Year For   None   None
  5.    A proposal entitled "Board Skills Disclosure"
requesting a chart of individual board skills		 Shareholder For   Against Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 19,854     0   12-May-2023 12-May-2023
  NEW FORTRESS ENERGY INC.          
  Security 644393100                   Meeting Type   Annual      
  Ticker Symbol NFE                               Meeting Date   22-May-2023      
  ISIN US6443931000                   Agenda   935804927 - Management    
  Record Date 27-Mar-2023                   Holding Recon Date   27-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   19-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 John J. Mack For   For For   None   None
        2 Katherine E. Wanner For   For For   None   None
  2.    To ratify the appointment of Ernst & Young
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2023.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 73,602     0   17-May-2023 17-May-2023
  CONSOLIDATED WATER CO. LTD.          
  Security G23773107                   Meeting Type   Annual      
  Ticker Symbol CWCO                              Meeting Date   23-May-2023      
  ISIN KYG237731073                   Agenda   935820010 - Management    
  Record Date 24-Mar-2023                   Holding Recon Date   24-Mar-2023      
  City / Country     / United
States		           Vote Deadline Date   22-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Linda Beidler-D'Aguilar For   For For   None   None
        2 Brian E. Butler For   For For   None   None
        3 Carson K. Ebanks For   For For   None   None
        4 Clarence B. Flowers Jr. For   For For   None   None
        5 Frederick W. McTaggart For   For For   None   None
        6 Wilmer F. Pergande Withheld   For Against   None   None
        7 Leonard J. Sokolow Withheld   For Against   None   None
        8 Raymond Whittaker For   For For   None   None
  2.    An advisory vote on executive
compensation.		 Management For   For For   None   None
  3.    An advisory vote on the frequency of
holding an advisory vote on executive
compensation.		 Management 1 Year   1 Year For   None   None
  4.    The ratification of the selection of Marcum
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023, at
the remuneration to be determined by the
Audit Committee of the Board of Directors.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 6,092     0   17-May-2023 17-May-2023
  EVERTEC, INC.          
  Security 30040P103                   Meeting Type   Annual      
  Ticker Symbol EVTC                              Meeting Date   25-May-2023      
  ISIN PR30040P1032                   Agenda   935817203 - Management    
  Record Date 27-Mar-2023                   Holding Recon Date   27-Mar-2023      
  City / Country     / Puerto Rico           Vote Deadline Date   24-May-2023      
  SEDOL(s)             Quick Code          
                                                               
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Frank G. D'Angelo Management For   For For   None   None
  1b.   Election of Director: Morgan M. Schuessler,
Jr.		 Management For   For For   None   None
  1c.   Election of Director: Kelly Barrett Management For   For For   None   None
  1d.   Election of Director: Olga Botero Management For   For For   None   None
  1e.   Election of Director: Jorge A. Junquera Management For   For For   None   None
  1f.   Election of Director: Iván Pagán Management For   For For   None   None
  1g.   Election of Director: Aldo J. Polak Management For   For For   None   None
  1h.   Election of Director: Alan H. Schumacher Management For   For For   None   None
  1i.   Election of Director: Brian J. Smith Management Against   For Against   None   None
  2.    Advisory vote on executive compensation. Management For   For For   None   None
  3.    Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm.		 Management For   For For   None   None
  4.    Approval of Third Amended and Restated
Certificate of Incorporation, which
eliminates the requirement that the Board
be fixed at nine directors, and deletes
certain obsolete provisions and references
relating to the Stockholder Agreement,
which terminated on July 1, 2022.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 16,956     0   22-May-2023 22-May-2023
  ROYAL CARIBBEAN CRUISES LTD.          
  Security V7780T103                   Meeting Type   Annual      
  Ticker Symbol RCL                               Meeting Date   01-Jun-2023      
  ISIN LR0008862868                   Agenda   935831188 - Management    
  Record Date 06-Apr-2023                   Holding Recon Date   06-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   31-May-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: John F. Brock Management For   For For   None   None
  1b.   Election of Director: Richard D. Fain Management For   For For   None   None
  1c.   Election of Director: Stephen R. Howe, Jr. Management For   For For   None   None
  1d.   Election of Director: William L. Kimsey Management For   For For   None   None
  1e.   Election of Director: Michael O. Leavitt Management For   For For   None   None
  1f.   Election of Director: Jason T. Liberty Management For   For For   None   None
  1g.   Election of Director: Amy McPherson Management For   For For   None   None
  1h.   Election of Director: Maritza G. Montiel Management Against   For Against   None   None
  1i.   Election of Director: Ann S. Moore Management For   For For   None   None
  1j.   Election of Director: Eyal M. Ofer Management For   For For   None   None
  1k.   Election of Director: Vagn O. Sørensen Management Against   For Against   None   None
  1l.   Election of Director: Donald Thompson Management For   For For   None   None
  1m.   Election of Director: Arne Alexander
Wilhelmsen		 Management For   For For   None   None
  1n.   Election of Director: Rebecca Yeung Management For   For For   None   None
  2.    Advisory approval of the Company's
compensation of its named executive
officers.		 Management For   For For   None   None
  3.    Advisory vote on the frequency of
shareholder vote on executive
compensation.		 Management 1 Year   1 Year For   None   None
  4.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2023.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 27,863     0   26-May-2023 26-May-2023
  AERSALE CORPORATION          
  Security 00810F106                   Meeting Type   Annual      
  Ticker Symbol ASLE                              Meeting Date   09-Jun-2023      
  ISIN US00810F1066                   Agenda   935850493 - Management    
  Record Date 20-Apr-2023                   Holding Recon Date   20-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   08-Jun-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Director: Nicolas Finazzo Management For   For For   None   None
  1b.   Election of Director: Robert B. Nichols Management For   For For   None   None
  1c.   Election of Director: Jonathan Seiffer Management Against   For Against   None   None
  1d.   Election of Director: Peter Nolan Management Against   For Against   None   None
  1e.   Election of Director: Richard J. Townsend Management For   For For   None   None
  1f.   Election of Director: General C. Robert
Kehler		 Management For   For For   None   None
  1g.   Election of Director: Lt. General Judith
Fedder		 Management For   For For   None   None
  1h.   Election of Director: Andrew Levy Management For   For For   None   None
  2.    Approval of First Amendment to the
AerSale Corporation 2020 Equity Incentive
Plan.		 Management For   For For   None   None
  3.    Ratification of the appointment of Grant
Thornton LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December 31,
2023.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 99,206     0   01-Jun-2023 01-Jun-2023
  SPANISH BROADCASTING SYSTEM, INC.          
  Security 846425833                   Meeting Type   Annual      
  Ticker Symbol SBSAA                             Meeting Date   14-Jun-2023      
  ISIN US8464258339                   Agenda   935869632 - Management    
  Record Date 02-May-2023                   Holding Recon Date   02-May-2023      
  City / Country     / United
States		           Vote Deadline Date   13-Jun-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Raúl Alarcón Withheld   For Against   None   None
        2 Joseph A. García Withheld   For Against   None   None
        3 Manuel E. Machado Withheld   For Against   None   None
        4 Jason L. Shrinsky Withheld   For Against   None   None
        5 José A. Villamil Withheld   For Against   None   None
        6 Mitchell A. Yelen Withheld   For Against   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 31,172     0   12-Jun-2023 12-Jun-2023
  NORWEGIAN CRUISE LINE HOLDINGS LTD.          
  Security G66721104                   Meeting Type   Annual      
  Ticker Symbol NCLH                              Meeting Date   15-Jun-2023      
  ISIN BMG667211046                   Agenda   935847826 - Management    
  Record Date 03-Apr-2023                   Holding Recon Date   03-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   14-Jun-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1a.   Election of Class I Director: David M.
Abrams		 Management For   For For   None   None
  1b.   Election of Class I Director: Zillah Byng-
Thorne		 Management For   For For   None   None
  1c.   Election of Class I Director: Russell W.
Galbut		 Management Against   For Against   None   None
  2.    Approval, on a non-binding, advisory basis,
of the compensation of our named
executive officers		 Management Against   For Against   None   None
  3.    Approval of an amendment to our 2013
Performance Incentive Plan (our "Plan"),
including an increase in the number of
shares available for grant under our Plan		 Management For   For For   None   None
  4.    Ratification of the appointment of
PricewaterhouseCoopers LLP ("PwC") as
our independent registered public
accounting firm for the year ending
December 31, 2023 and the determination
of PwC's remuneration by our Audit
Committee		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 116,578     0   13-Jun-2023 13-Jun-2023
  PGT INNOVATIONS, INC.          
  Security 69336V101                   Meeting Type   Annual      
  Ticker Symbol PGTI                              Meeting Date   20-Jun-2023      
  ISIN US69336V1017                   Agenda   935854984 - Management    
  Record Date 24-Apr-2023                   Holding Recon Date   24-Apr-2023      
  City / Country     / United
States		           Vote Deadline Date   16-Jun-2023      
  SEDOL(s)             Quick Code          
  Item Proposal     Proposed
by		 Vote Management
Recommendation		 For/Against
Management		 Preferred Provider
Recommendation		 For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management                
        1 Richard D. Feintuch Withheld   For Against   None   None
        2 Jeffrey T. Jackson Withheld   For Against   None   None
        3 Brett N. Milgrim Withheld   For Against   None   None
        4 Frances Powell Hawes Withheld   For Against   None   None
  2.    To approve the compensation of our
Named Executive Officers on an advisory
basis.		 Management For   For For   None   None
  3.    To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the 2023 fiscal year.		 Management For   For For   None   None
                                                               
    Account
Number		     Account Name     Internal Account   Custodian   Ballot Shares     Unavailable
Shares		 Vote Date Date
Confirmed
  010039798687   HERZFELD CARIB BASIN
FND 388027		 010039798687   FIFTH THIRD
BANK		 64,117     0   13-Jun-2023 13-Jun-2023

  

 

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) The Herzfeld Caribbean Basin Fund, Inc.

 

By (Signature and Title)* /s/ Erik M. Herzfeld - President

 

Date 8/17/23

 

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