Initial Statement of Beneficial Ownership (3)
December 27 2022 - 6:02PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Ralston Catrina Marie |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/16/2022
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3. Issuer Name and Ticker or Trading Symbol
CONSUMER PORTFOLIO SERVICES, INC. [CPSS]
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(Last)
(First)
(Middle)
3800 HOWARD HUGHES PRKWY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Sr. Vice President / |
(Street)
LAS VEGAS, NV 89169
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, no par value | 4446 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee stock option (right to buy) | (1) | 8/3/2028 | Common stock, no par value | 30000 | $4.95 | D | |
Employee stock option (right to buy) | (2) | 6/1/2027 | Common stock, no par value | 30000 | $2.47 | D | |
Employee stock option (right to buy) | (3) | 8/8/2026 | Common stock, no par value | 30000 | $3.53 | D | |
Employee stock option (right to buy) | (4) | 5/9/2025 | Common stock, no par value | 25640 | $3.48 | D | |
Employee stock option (right to buy) | (5) | 5/17/2024 | Common stock, no par value | 30000 | $4.35 | D | |
Employee stock option (right to buy) | (6) | 5/12/2023 | Common stock, no par value | 35632 | $3.48 | D | |
Explanation of Responses: |
(1) | Becomes or became exercisable in 4 equal installments of 7,500 shares on 8/3/2022, 8/3/2023, 8/3/2024, and 8/3/2025. |
(2) | Becomes or became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024. |
(3) | Becomes or became exercisable in 4 equal installments of 7,500 shares on 8/8/2020, 8/8/2021, 8/8/2022, and 8/8/2023. |
(4) | Original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022. |
(5) | Became exercisable in 4 equal installments of 7,500 shares on 5/17/2018, 5/17/2019, 5/17/2020, and 5/17/2021. |
(6) | Original grant of 60,000 options became exercisable in 4 equal installments of 15,000 shares on 5/12/2017, 5/12/2018, 5/12/2019, and 5/12/2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ralston Catrina Marie 3800 HOWARD HUGHES PRKWY LAS VEGAS, NV 89169 |
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| Sr. Vice President |
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Signatures
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/s/ Catrina Ralston | | 12/27/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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