- Amended Statement of Ownership (SC 13G/A)
September 07 2011 - 5:23PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Caribou Coffee
Company, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
142042 20 9
(CUSIP Number)
August 23, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however,
see
the
Notes
).
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13G
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CUSIP No. 142042 20 9
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Page 2 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
Caribou Holding Company Limited
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
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(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands,
B.W.I.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
None
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
None
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9
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
0
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10
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
0.0%
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12
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TYPE OF REPORTING
PERSON
OO
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13G
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CUSIP No. 142042 20 9
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Page 3 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
Arcapita Investment Management Limited
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands,
B.W.I.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
None
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
None
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9
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
0
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10
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
0.0%
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12
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TYPE OF REPORTING
PERSON
OO
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13G
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CUSIP No. 142042 20 9
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Page 4 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
Arcapita Bank B.S.C.(c)
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
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(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Manama, Bahrain
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
None
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
None
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9
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
0
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10
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
0.0%
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12
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TYPE OF REPORTING
PERSON
BK
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13G
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CUSIP No. 142042 20 9
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Page 5 of 10 Pages
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Item 1
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(a).
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Name of Issuer:
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Caribou Coffee Company, Inc.
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Item 1
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(b).
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Address of Issuers Principal Executive Offices:
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3900 Lakebreeze Avenue, North
Brooklyn Center, MN 55429
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Item 2
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(a).
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Name of Person Filing:
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Caribou Holding Company Limited
Arcapita Investment Management Limited
Arcapita Bank B.S.C.(c)
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Item 2
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(b).
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Address of Principal Business Office or, if None, Residence:
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Caribou Holding Company Limited
c/o Paget Brown & Company Ltd.
West Wind Building
P.O. Box 1111
Grand Cayman
Cayman Islands, B.W.I.
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Arcapita Investment Management Limited
c/o Paget Brown & Company Ltd.
West Wind Building
P.O. Box 1111
Grand Cayman
Cayman Islands, B.W.I.
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Arcapita Bank B.S.C.(c)
P.O. Box 1406
Manama, Bahrain
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Item 2
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(c).
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Citizenship:
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Caribou Holding Company Limited
Cayman Islands, B.W.I.
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Arcapita Investment Management Limited
Cayman Islands, B.W.I.
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Arcapita Bank B.S.C.(c)
Manama, Bahrain
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Item 2
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(d).
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Title of Class of Securities:
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Common Stock
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Item 2
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(e).
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CUSIP Number:
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142042 20 9
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under Section 15 of the Act;
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(b)
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¨
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Bank as defined in Section 3(a)(6) of the Act;
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(c)
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¨
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Insurance company as defined in Section 3(a)(19) of the Act;
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(d)
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¨
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Investment company registered under Section 8 of the Investment Company Act of 1940;
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(e)
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¨
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An investment adviser in accordance with Rule 13(d)-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);
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(h)
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¨
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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¨
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A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
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13G
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CUSIP No. 142042 20 9
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Page 6 of 10 Pages
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(a)
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0 shares of common stock are beneficially owned.
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(b)
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Percent of class: 0.0%
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(c)
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Number of shares as to which such person has:
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(i)
Sole Power to
Vote or to
Direct the Vote
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(ii)
Shared Power to
Vote or to
Direct the Vote
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(iii)
Sole Power to
Dispose or to
Direct the
Disposition of
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(iv)
Shared Power to
Dispose or to
Direct the
Disposition of
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Caribou Holding Company Limited
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0
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0
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0
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0
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Arcapita Investment Management Limited
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0
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0
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0
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0
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Arcapita Bank B.S.C.(c)
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0
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0
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0
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0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the
following
x
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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N/A
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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N/A
Item 8.
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Identification and Classification of Members of the Group.
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N/A
Item 9.
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Notice of Dissolution of Group.
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N/A
N/A
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13G
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CUSIP No. 142042 20 9
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Page 7 of 10 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 7, 2011
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Caribou Holding Company Limited
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/s/ Mohammed Chowdhury
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Signature
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Mohammed Chowdhury, Director
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Name/Title
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13G
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CUSIP No. 142042 20 9
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Page 8 of 10 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 7, 2011
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Arcapita Investment Management Limited
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/s/ Henry A. Thompson
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Signature
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Henry A. Thompson, Vice President
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Name/Title
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13G
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CUSIP No. 142042 20 9
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Page 9 of 10 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 7, 2011
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Arcapita Bank B.S.C.(c)
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/s/ Mohammed Chowdhury
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Signature
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Mohammed Chowdhury, Director
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Name/Title
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13G
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CUSIP No. 142042 20 9
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Page 10 of 10 Pages
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JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint
filing with each other of the attached statement on Schedule 13G and that such statement is made on behalf of each of them.
Dated:
September 7, 2011
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Caribou Holding Company Limited
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/s/ Mohammed Chowdhury
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Signature
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Mohammed Chowdhury, Director
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Name/Title
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Arcapita Investment Management Limited
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/s/ Henry A. Thompson
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Signature
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Henry A. Thompson, Vice President
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Name/Title
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Arcapita Bank B.S.C.(c)
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/s/ Mohammed Chowdhury
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Signature
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Mohammed Chowdhury, Director
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Name/Title
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Caribou Coffee Company, Inc. (MM) (NASDAQ:CBOU)
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