- Initial Statement of Beneficial Ownership (3)
October 18 2010 - 3:14PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Conrad E. Brad
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/15/2010
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3. Issuer Name
and
Ticker or Trading Symbol
CARDTRONICS INC [CATM]
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(Last)
(First)
(Middle)
3250 BRIARPARK DRIVE, SUITE 400
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Chief Accounting Officer /
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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12500.0000
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Options
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4/15/2009
(2)
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6/5/2018
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Common Stock
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25000.0000
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$8.9600
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D
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Explanation of Responses:
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(
1)
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Restricted stock granted to Mr. Conrad on June 5, 2008 pursuant to a Restricted Stock Agreement by and between Mr. Conrad and the Company. The shares remain subjet to certain forfeiture restrictions purusant to said agreement until the 3rd and 4th anniversary date of Mr. Conrad's hire date (April 15, 2008), when said restrictions lapse as to 6250 shares on each such anniversary date.
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(
2)
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Options vest over a 4 year period; with the first two tranches of 6250 options each vesting on April 15th of 2009 and 2010; with the remaining two tranches of 6250 options vesting on April 15th of 2011 and 2012.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Conrad E. Brad
3250 BRIARPARK DRIVE
SUITE 400
HOUSTON, TX 77042
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Chief Accounting Officer
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Signatures
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/s/ Michael E. Keller, as Attorney-in-Fact
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10/18/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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