Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934








Date of Report (Date of Earliest Event Reported):


May 22 , 2019


BroadVision, Inc.


(Exact name of registrant as specified in its charter)










(State or other jurisdiction




(I.R.S. Employer

of incorporation)

File Number)

Identification No.)




 460 Seaport Ct , Suite 102 ,  

Redwood City, California




(Address of principal executive offices)



(Zip Code)






Registrant's telephone number, including area  code:


(650) 331-1000



Former name or former address, if changed since last report


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:



 Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, par value $0.0001 per share


Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  [  ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [  ]


Item 8.01   Other Events .  


On May 22, 2019 ,   BroadVision, Inc. (the “Company”) received a letter (t he “Notification Letter”) from T he Nasdaq Stock Market (“Nasdaq”) notifying the Company that it had  regained compliance with the minimum  stockholders’  equity  requirement under   Nasdaq Listing Rule 5550(b)(1) (the “Rule”) for continued listing on The Nasdaq Capital Market and that Nasdaq considers the matter closed . The Notification Letter was sent following the filing of the Company’s Form 10-Q on   May 15, 2019 ,   which r eported total stockholders’ equity of approximately $4,398,000   as of   March 31, 2019 .  

A copy of the press releas e issued by the Company on May 28 , 2019   announcing its compliance with the Rule is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.


( d ) Exhibits

99.1 Press Release dated May 28, 2019





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.















BroadVision, Inc.






Ma y   28 , 2019




/s/ Pehong Chen










Name: Pehong Chen





Title:   President, Chief Executive Officer and Interim Chief Financial Officer


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