Amended Current Report Filing (8-k/a)
May 28 2019 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 4, 2018
Air T, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware
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001-35476
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52-1206400
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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5930 Balsom Ridge Road
Denver, North Carolina 28037
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(Address of Principal Executive Offices)
(Zip Code)
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(828) 464-8741
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(Registrant’s Telephone Number, Including Area Code)
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Not Applicable
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(Former name or former address, if changed from last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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☐
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock
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AIRT
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NASDAQ Capital Market
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Explanatory Note
This Form 8-K/A is being filed as an amendment (“Amendment No. 3”) to the Current Report on Form 8-K filed by Air T, Inc. (the “Company”) on May 9, 2018 (the “Original Filing”) and the amendment filed on July 18, 2018 (“Amendment No. 1”) and the amendment filed on November 20, 2018 (“Amendment No. 2” and collectively, with Amendment No. 1, the “Amendments”). The Original Filing reported, among other things, the completion by the Company of its acquisition of substantially all of the assets and assumed certain liabilities of Worthington Aviation Parts, Inc. (“Worthington”) on May 4, 2018. The Amendments amended the Original Filing to include the financial statements and pro forma financial information required under Item 9.01 of Form 8-K. This Amendment No. 3 amends the Original Filing and the Amendments to include additional pro forma financial information required under Item 9.01 of Form 8-K.
Item 9.01 Financial Statements and Exhibits
(b) Pro Forma Financial Information
The unaudited pro forma condensed combined statement of income (loss) for the nine-months ended December 31, 2018, and the accompanying notes thereto, are filed as Exhibit 99.2 to this Amendment No. 2 and incorporated herein by reference.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 28, 2019
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AIR T, INC.
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By:
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/s/ Nick Swenson
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Name:
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Nick Swenson
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Title:
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Chief Executive Officer
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AIR T, INC.
CURRENT REPORT ON FORM 8-K
EXHIBIT INDEX
Exhibit No.
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Description
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Method of Filing
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99.2
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Unaudited pro forma condensed combined statement of income (loss) for the nine-months ended December 31, 2018, and the accompanying notes thereto
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Filed electronically herewith
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3
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