As filed with the Securities and Exchange
Commission on March 18, 2020
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
ACER THERAPEUTICS INC.
(Exact name of registrant as specified in its
charter)
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Delaware |
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32-0426967 |
(State or other jurisdiction
of
incorporation or organization) |
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(I.R.S. Employer
Identification No.) |
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One Gateway Center, Ste. 351,
300 Washington St.,
Newton, MA |
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02458 |
(Address of principal executive
offices) |
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(Zip Code) |
Acer Therapeutics Inc. 2018 Stock Incentive
Plan
(Full title of the plan)
Chris Schelling
President and Chief Executive Officer
Acer Therapeutics Inc.
One Gateway Center, Ste. 351, 300 Washington
St.
Newton MA 02458
(Name and address agent for service)
(844) 902-6100
(Telephone number, including area code, of agent
for service)
Copy to:
Mike Hird, Esq.
Pillsbury Winthrop Shaw Pittman LLP
12255 El Camino Real, Suite 300
San Diego, California 92130
(619) 234-5000
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a smaller
reporting company, or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in
Rule 12b-2 of the
Exchange Act.
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Large accelerated filer |
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☐ |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☑ |
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Smaller reporting company |
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☑ |
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Emerging growth company |
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☐ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of Securities
To Be Registered |
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Amount
To Be
Registered(1) |
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Proposed
Maximum
Offering Price
Per Share(2)
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration Fee |
Common stock, $0.0001 par value per share
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403,807 |
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$2.83 |
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$1,142,773.80 |
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$148.33 |
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(1) |
Pursuant to Rule 416(a) under the Securities Act of
1933 (the “Securities Act”), this Registration Statement also
covers an indeterminate number of additional shares of common stock
to be offered or sold pursuant to the above-named plan that may be
issued as a result of the anti-dilution and other adjustment
provisions therein by reason of certain corporate transactions or
events, including any stock dividend, stock split, recapitalization
or other similar transaction effected without the receipt of
consideration which results in an increase in the number of the
registrant’s outstanding shares of common stock.
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(2) |
Computed in accordance with Rules 457(c) and
(h) under the Securities Act, solely for the purpose of
calculating the registration fee, based on the average of the high
and low prices of the common stock as reported on the Nasdaq
Capital Market on March 16, 2020.
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The Registration Statement shall become effective upon filing in
accordance with Rule 462 under the Securities Act.