Statement of Changes in Beneficial Ownership (4)
October 05 2021 - 5:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hardin Stacy D. |
2. Issuer Name and Ticker or Trading Symbol
MEXCO ENERGY CORP
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MXC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SECRETARY |
(Last)
(First)
(Middle)
2604 CIMMARON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/4/2021 |
(Street)
MIDLAND, TX 79705
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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MXC COMMON STOCK | 10/4/2021 | | M | | 1600 | A | $5.98 | 10949 | D | |
MXC COMMON STOCK | 10/4/2021 | | M | | 3500 | A | $7.00 | 10949 | D | |
MXC COMMON STOCK | 10/4/2021 | | S | | 600 | D | $12.21 | 10349 | D | |
MXC COMMON STOCK | 10/4/2021 | | S | | 1000 | D | $12.25 | 9349 | D | |
MXC COMMON STOCK | 10/4/2021 | | S | | 2000 | D | $14.111 | 7349 | D | |
MXC COMMON STOCK | 10/4/2021 | | S | | 1500 | D | $15.31 | 5849 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTIONS (1) | $5.98 | 10/4/2021 | | A | | 1600 | | 4/23/2014 | 4/23/2023 | COMMON STOCK | 1600 | $5.98 | 18500 | D | |
STOCK OPTIONS (1) | $7.00 | 10/4/2021 | | A | | 3500 | | 8/1/2015 | 8/1/2024 | COMMON STOCK | 3500 | $7.00 | 15000 (2) | D | |
Explanation of Responses: |
(1) | Options granted pursuant to Mexco Energy Corporation 2009 Employee Incentive Stock Plan. |
(2) | Of these 15,000 option shares, 5,000 are vested and can be acquired at the following prices: 3,750 @ $4.84 per share; 1,250 @ $3.34 per share. |
(3) | Direct beneficial holdings after the sale total 5,849 shares which include vested options to acquire shares of the Registrant's Common Stock, $0.50 par value, as follows: 3,750 @ $4.84 per share; and 1,250 @ $3.34 per share. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hardin Stacy D. 2604 CIMMARON AVENUE MIDLAND, TX 79705 |
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| SECRETARY |
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Signatures
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Stacy D. Hardin | | 10/5/2021 |
**Signature of Reporting Person | Date |
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