Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 16 2020 - 4:12PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
One)
|
|
☐
Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q
☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR
|
|
|
|
|
For Period Ended:
September 30, 2020
|
|
|
|
|
☐ Transition
Report on Form 10-K
|
|
|
☐ Transition
Report on Form 20-F
|
|
|
☐ Transition
Report on Form 11-K
|
|
|
☐ Transition
Report on Form 10-Q
|
|
|
☐ Transition
Report on Form N-SAR
|
|
|
|
|
For the Transition
Period Ended:
|
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
|
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Spectrum
Global Solutions, Inc.
|
Full Name of Registrant
|
|
N/A
|
Former Name if
Applicable
|
|
980
North Federal Highway, Suite 304
|
Address of Principal
Executive Office (Street and Number)
|
|
Boca
Raton, Florida 33432
|
City, State and
Zip Code
|
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate)
|
|
|
|
|
|
|
(a)
|
|
The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
|
☒
|
|
(b)
|
|
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will
be filed on or before the fifth calendar day following the prescribed due date; and
|
|
|
(c)
|
|
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
|
PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
The
compilation, dissemination and review of the information required to be presented in the Form 10-Q for the relevant fiscal quarter
has imposed time constraints that have rendered timely filing of the Form 10-Q impracticable without undue hardship and expense
to the registrant. The registrant undertakes the responsibility to file such quarterly report no later than 5 days after its original
due date.
PART
IV — OTHER INFORMATION
(1)
|
Name and telephone number of person to contact
in regard to this notification
|
Roger
Ponder
|
|
(407)
|
|
512-9102
|
(Name)
|
|
(Area Code)
|
|
(Telephone
Number)
|
(2)
|
Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of
the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required
to file such report(s) been filed? ☒ Yes ☐ No
If
answer is no, identify report(s).
|
(3)
|
Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof? ☐ Yes
☒ No
|
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
Spectrum
Global Solutions, Inc.
|
(Name of Registrant
as Specified in Charter)
|
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
|
November
16, 2020
|
By:
|
/s/
Roger Ponder
|
|
|
|
Name: Roger Ponder
|
|
|
|
Title: Chief Executive
Officer
|
3