Current Report Filing (8-k)
September 18 2020 - 6:15AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 18, 2020 (September 17, 2020)
Moxian,
Inc.
(Exact
name of registrant as specified in its charter)
Nevada
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001-37902
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27-3729742
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(state
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
Number)
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Units
B & C, 9/F, Block D Fuhua Tower 8 Chaoyangmen North Street Dongcheng District,
Beijing
100027 Peoples’ Republic of China
(address
of principal executive offices) (zip code)
Tel:
+86 (010) 5332 0602
(registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Common
Stock
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MOXC
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Nasdaq
Capital Market
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Item
3.01
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NOTICE
OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OR LISTING.
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As
previously disclosed, on March 20, 2020, Moxian, Inc. (the “Registrant”) received a letter from NASDAQ notifying
the Registrant that for the last 30 consecutive business days prior to the date of the letter, the market value of the Registrant’s
listed securities were less than $35 million, which did not meet the requirement for continued listing on The Nasdaq Capital Market,
as required by Listing Rule 5550(b)(2) (the “Market Value Rule”). In accordance with Nasdaq Listing Rule 5810(c)(3)(C),
Nasdaq provided the Registrant with 180 calendar days, or until September 16, 2020, to regain compliance with the Market Value
Rule.
On
September 17, 2020, the Registrant received a letter from NASDAQ (the “September Letter”) notifying the Registrant
that Nasdaq has determined that for the last 14 consecutive business days, from August 27 to September 16, 2020, the Registrant’s
market value of listed securities has been $35,000,000 or greater. Accordingly, the Company has regained compliance with the Market
Value Rule, and this matter has now been closed by Nasdaq.
Nasdaq
Listing Rule 5810(b) requires that the Registrant promptly disclose receipt of the September Letter. The Registrant is filing
this Current Report on Form 8-K for the purpose of satisfying Nasdaq’s disclosure requirement.
Item
9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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MOXIAN,
INC.
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Date:
September 18, 2020
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By:
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/s/
Hao Qinghu
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Name:
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Hao
Qinghu
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Title:
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Chief
Executive Officer
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