Amended Statement of Changes in Beneficial Ownership (4/a)
July 13 2020 - 7:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCULLEY ANDREW GEORGE JR |
2. Issuer Name and Ticker or Trading Symbol
EMAGIN CORP
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EMAN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President/CEO |
(Last)
(First)
(Middle)
700 SOUTH DRIVE, SUITE 201 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/6/2020 |
(Street)
HOPEWELL JUNCTION, NY 12533
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
7/9/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $0.83 | 7/6/2020 | | A | | 0 | | (1) | 7/6/2030 | Common Stock | 0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | On July 9, 2020 a Form-4 was filed stating Mr. Scully received 25,000 Stock Option (Right to Buy). This was filed in error, Mr Scully he did not receive any Stock Option (Right to Buy) and this is the correct statement. |
Remarks: This amendment is being filed related to Form-4 filed 2020-07-09 in error for 25,000 shares |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCULLEY ANDREW GEORGE JR 700 SOUTH DRIVE, SUITE 201 HOPEWELL JUNCTION, NY 12533 |
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| President/CEO |
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Signatures
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/s/ Mark A. Koch, as Attorney-in-Fact | | 7/13/2020 |
**Signature of Reporting Person | Date |
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