Current Report Filing (8-k)
April 08 2020 - 10:04AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): April 3, 2020
THEMAVEN,
INC.
(Exact
Name of Registrant as Specified in Charter)
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DELAWARE
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1-12471
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68-0232575
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(State
or Other Jurisdiction
of Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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1500
Fourth Avenue, Suite 200 Seattle, WA
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98101
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: 775-600-2765
Securities
registered pursuant to Section 12(b) of the Act:
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Title
of each class
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Trading
Symbol(s)
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Name
on exchange on which registered
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None
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-
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-
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction .2. below):
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[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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*
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Act of 1934 (§240.12b-2 of this chapter)
Emerging
growth company [ ]
If
any emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07 — Submission of Matters to a Vote of Security Holders
A
special meeting of stockholders (the “Special Meeting”) of TheMaven, Inc. (the “Company”) was held on
April 3, 2020. At the Special Meeting, the Company’s stockholders:
●
approved the Company’s 2019 Equity Incentive Plan; and
●
approved an increase in the number of shares of common stock reserved for issuance under the Company’s 2016 Stock Incentive
Plan from 5,000,000 shares to 10,000,000 shares.
The
number of votes cast for, against or withheld and the number of abstentions and broker non-votes with respect to each Proposal
is set forth below.
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Proposal
1
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Shares
For
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Shares
Against
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Shares
Abstaining
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Broker
Non-Votes
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Approval
of the Company’s 2019 Equity Incentive Plan
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71,635,245
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438,018
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23,445
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-0-
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Proposal
2
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Shares
For
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Shares
Against
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Shares
Abstaining
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Broker
Non-Votes
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Approval
of an increase in the number of shares of common stock reserved for issuance under the Company’s 2016 Stock Incentive
Plan from 5,000,000 shares to 10,000,000 shares
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71,148,246
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452,129
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496,333
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-0-
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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THEMAVEN,
INC.
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Dated:
April 8, 2020
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By:
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/s/
Douglas Smith
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Name:
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Douglas
Smith
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Title:
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Chief
Financial Officer
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