During 2010, Mr. Smith surrendered 92,575 Shares as a result of a partial vesting of restricted stock
for the payment of taxes.
During 2011, Mr. Smith (i) directly acquired an additional 2,500,000 Shares; (ii) directly acquired employee
stock options with the option to purchase 2,500,000 additional Shares at an exercise price of $0.09; (iii) directly disposed of 800,000 Shares pursuant to a private transaction of restricted shares with third party; (iv) surrendered 200,001
Shares as a result of partial vesting of restricted stock for the payment of taxes.
During 2012, Mr. Smith (i) surrendered 220,417 Shares for
payment of taxes in connection with the Issuers Stock Option, Stock Warrant and Stock Award Plan incident to the vesting of restricted stock and (ii) disposed of 200,000 Shares pursuant to a private sale. Effective as of July 19,
2012, the Company effectuated a 1 for 20 reverse stock split.
During 2013, Mr. Smith (i) directly acquired 400,000 Shares and
(ii) surrendered 11,337 Shares for the payment of a taxes as a result of partial vesting of a previously issued restricted stock.
During 2014,
Mr. Smith surrendered 47,863 shares for the payment of a taxes as a result of partial vesting of previously issued restricted stock.
During 2015,
Mr. Smith (i) surrendered 56,467 Shares for the payment of a taxes as a result of partial vesting of previously issued restricted stock; (ii) indirectly acquired 333,090 Shares in Individual Retirement Accounts (IRA); and
(iii) directly acquired 300,00 Shares pursuant to a stock grant by the Issuers Compensation Committee of the Companys Board of Directors.
During 2016, Mr. Smith (i) surrendered 41,450, 56,467 and 42,350 Shares for the payment of a taxes as a result of partial vesting of previously
issued restricted stock; (ii) indirectly acquired 7,410 Shares in an IRA.
During 2017, Mr. Smith (i) indirectly acquired 5,587 Shares in
an IRA; and (ii) disposed of 58,500 Shares pursuant to settlement with a third party.
During 2018, Mr. Smith indirectly acquired 6,875 Shares
in an IRA.
On September 1, 2019, Mr. Smith transferred 300,000 Shares to the Issuer in exchange for certain assets pursuant to the Transition
Agreement between Mr. Smith and the Issuer. A summary of the Shares acquired in 2019 to date follows:
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Date
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Number of Shares
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Price Per Share
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Total Price Paid
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1/4/2019
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2,350
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$
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0.87
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$
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2,044.50
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3/6/2019
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4,100
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$
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0.75
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$
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3,075.00
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5/3/2019
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2,200
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$
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0.91
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$
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2,002.00
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5/9/2019
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1,100
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$
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0.93
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$
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1,023.00
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7/18/2019
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6,650
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$
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0.75
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$
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4,987.50
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9/4/2019
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4,250
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$
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0.72
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$
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3,060.00
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