Current Report Filing (8-k)
August 19 2019 - 4:35PM
Edgar (US Regulatory)
0001487843
false
Yangtze River Port & Logistics Ltd
0001487843
2019-01-01
2019-06-30
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 19, 2019
(August 16, 2019)
YANGTZE RIVER PORT AND LOGISTICS LIMITED
(Exact name of registrant as specified in
its charter)
Nevada
|
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001-38062
|
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27-1636887
|
(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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41 John Street
,
Suite 2A
,
New York
,
NY
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10038
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(646)
861-3315
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par value $0.0001 per share
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YRIV
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On August 16, 2018, Yangtze River Port
and Logistics Limited (the “Company”) received notice from the Nasdaq Hearings Panel (the “Panel”) of
the Panel’s decision to delist the Company’s shares from listing on The Nasdaq Stock Market. Suspension of trading
in the shares will be effective at the open of business on August 20, 2019. The Nasdaq Stock Market will complete the delisting
by filing a Form 25 Notification of Delisting with the Securities and Exchange Commission after applicable appeal periods have
lapsed. The Company may request that the Nasdaq Listing and Hearing Review Council review this decision within 15 days from the
date of this decision.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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YANGTZE RIVER PORT AND LOGISTICS LIMITED
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Date: August 19, 2019
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By:
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/s/ Xiangyao Liu
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Xiangyao Liu
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President and Chief Executive Officer
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2
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