Current Report Filing (8-k)
August 05 2019 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): July 31, 2019
UNUM THERAPEUTICS INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38443
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46-5308248
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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200 Cambridge Park Drive, Suite 3100
Cambridge, Massachusetts
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02140
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code (617)
945-5576
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common stock, $0.001 Par Value
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UMRX
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The Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 or Rule
12b-2
of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 1.01 Entry into a Material Definitive Agreement.
On July 31, 2019, Unum Therapeutics Inc. (the Company) entered into an amendment (the Fourth Amendment) to the loan security
agreement, dated as of January 19, 2017 (as amended, amended and restated, supplemented or otherwise modified prior to the Fourth Amendment, the Loan Security Agreement), by and between the Company and Pacific Western Bank. The
Fourth Amendment amends the Loan Security Agreement to, among other things, provide for changes to the primary depository requirements with Pacific Western Bank.
The above description of the Fourth Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Fourth
Amendment, which is filed with this Current Report on
Form 8-K as
Exhibit 10.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Date: August 5, 2019
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UNUM THERAPEUTICS INC.
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By:
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/s/ Charles Wilson
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Charles Wilson, Ph.D.
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Chief Executive Officer and President
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Unum Therapeutics (NASDAQ:UMRX)
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