Statement of Changes in Beneficial Ownership (4)
June 21 2019 - 4:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bent Bruce
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2. Issuer Name
and
Ticker or Trading Symbol
Astro Aerospace Ltd.
[
ASDN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO, CFO
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(Last)
(First)
(Middle)
750 BONHAM PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/4/2018
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(Street)
LANTANA, TX 76226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares
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9/4/2018
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P
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300
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A
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$454
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54505624
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D
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Common Shares
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9/4/2018
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S
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2500
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D
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$3825
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54503124
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I
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Owner of MSW Projects Limited
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Common Shares
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9/5/2018
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P
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1500
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A
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$2156
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54504624
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D
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Common Shares
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9/5/2018
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S
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2500
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D
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$3502
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54502124
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I
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Owner of MSW Projects Limited
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Common Shares
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9/5/2018
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P
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1500
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A
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$2150
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54503624
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I
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Owner of MSW Projects Limited
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Common Shares
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9/6/2018
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P
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200
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A
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$280
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54503824
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D
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Common Shares
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9/6/2018
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S
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2500
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D
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$3318.64
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54501324
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I
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Owner of MSW Projects Limited
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Common Shares
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9/6/2018
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P
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34350
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A
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$47721.07
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54535674
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I
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Owner of MSW Projects Limited
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Common Shares
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9/7/2018
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S
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17147
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D
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$26463.2
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54518527
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I
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Owner of MSW Projects Limited
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Common Shares
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9/7/2018
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P
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5500
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A
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$8175
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54524027
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I
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Owner of MSW Projects Limited
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Common Shares
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9/10/2018
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S
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2500
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D
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$3664
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54521527
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I
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Owner of MSW Projects Limited
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Common Shares
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9/11/2018
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P
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400
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A
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$546
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54521927
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D
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Common Shares
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9/11/2018
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S
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2500
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D
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$3625
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54519427
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I
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Owner of MSW Projects Limited
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Common Shares
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9/11/2018
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P
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15252
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A
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$21087.6
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54534679
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I
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Owner of MSW Projects Limited
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Common Shares
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9/12/2018
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P
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10500
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A
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$13493.35
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54545179
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I
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Owner of MSW Projects Limited
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Common Shares
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9/13/2018
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P
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3250
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A
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$3644.5
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54548429
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D
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Common Shares
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9/13/2018
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P
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67900
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A
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$74099.96
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54616329
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I
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Owner of MSW Projects Limited
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Common Shares
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9/14/2018
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P
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500
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A
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$653
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54616829
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D
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Common Shares
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9/14/2018
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P
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20764
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A
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$24633.75
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54637593
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I
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Owner of MSW Projects Limited
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Common Shares
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9/17/2018
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P
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400
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A
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$541
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54637993
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D
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Common Shares
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9/17/2018
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S
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5530
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D
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$7354.9
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54632463
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I
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Owner of MSW Projects Limited
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Common Shares
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9/17/2018
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P
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5085
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A
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$6557.7
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54637548
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I
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Owner of MSW Projects Limited
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Common Shares
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9/18/2018
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P
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1150
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A
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$1499.5
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54638698
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D
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Common Shares
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9/18/2018
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S
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1300
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D
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$1690
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54637398
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I
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Owner of MSW Projects Limited
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Common Shares
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9/20/2018
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P
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900
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A
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$1169
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54638298
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D
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Common Shares
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9/20/2018
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S
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2600
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D
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$3406
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54635698
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I
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Owner of MSW Projects Limited
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Common Shares
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9/21/2018
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P
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2000
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A
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$2418
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54637698
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D
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Common Shares
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9/21/2018
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S
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1100
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D
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$1430
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54636598
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I
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Owner of MSW Projects Limited
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Common Shares
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9/24/2018
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P
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1200
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A
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$1416
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54637798
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D
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Common Shares
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9/26/2018
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S
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5000
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D
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$6610.61
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54632798
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I
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Owner of MSW Projects Limited
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bent Bruce
750 BONHAM PARKWAY
LANTANA, TX 76226
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X
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X
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CEO, CFO
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Signatures
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Bruce Bent
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6/21/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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