Current Report Filing (8-k)
November 19 2018 - 4:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
November 19, 2018 (November 15, 2018)
Nxt-ID,
Inc
.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
000-54960
|
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46-0678374
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
Nxt-ID,
Inc.
1627
U.S. Highway 1
Unit
206
Sebastian,
FL 32958
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code:
(203) 266-2103
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☑
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02
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Results
of Operations and Financial Condition
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On
November 15, 2018, Nxt-ID, Inc. issued a press release announcing its financial and operational results for the three and nine
months ended September 30, 2018 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1
and is incorporated herein by reference.
On
November 15, 2018, Nxt-ID, Inc. held a webinar in order to discuss its financial and operational results for the three and nine
months ended September 30, 2018, and to provide a general update on the progress of its business (the “Webinar Transcript”). A
copy of the Webinar Transcript is attached as Exhibit 99.2 to this Current Report on Form 8-K.
In
accordance with General Instruction B.2 of Form 8-K, the information in this Form 8-K (including Exhibit 99.1 and Exhibit 99.2)
is being “furnished,” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section nor shall it
be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as expressly set forth by specific reference in such a filing.
Forward-Looking
Statements
Exhibit
99.1 and Exhibit 99.2 contain, and may implicate, forward-looking statements regarding the Company, and include cautionary statements
identifying important factors that could cause actual results to differ materially from those anticipated.
Item
9.01
|
Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
November 19, 2018
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NXT-ID,
INC.
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By:
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/s/
Gino M. Pereira
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Name:
Gino M. Pereira
Title:
Chief Executive Officer
|
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