(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
¨
*The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions
of the Act (however, see the Notes).
|
CUSIP No. 30233M 107
|
13D
|
Page
1
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
IPSA (formerly Innoven Partenaires S.A.)
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
770,065 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
770,065 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
770,065 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.5%**
|
|
14
|
TYPE OF REPORTING PERSON
CO
|
*Includes 89,172 shares of Common Stock issuable upon exercise of
warrants beneficially owned by the Reporting Person.
**The percentage was calculated based on the 17,204,778 shares of
Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the
Securities and Exchange Commission (the “SEC”) on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
2
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Innoven Europe
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
3,246 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
3,246 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
3,246 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Consists of 3,246 shares of Common Stock issuable upon exercise
of warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
3
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Innoven Europe 2
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
8,527 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
8,527 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
8,527 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Consists of 8,527 shares of Common Stock issuable upon exercise
of warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
4
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Innoven Capital 2
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
4,872 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
4,872 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
4,872 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Consists of 4,872 shares of Common Stock issuable upon exercise
of warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
5
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Poste Innovation 3
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
169,263 shares
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
169,263 shares
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
169,263 shares
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%*
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
* The percentage was calculated based on the 17,204,778 shares of
Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the
SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
6
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Poste Innovation 5
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
325,945 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
325,945 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
325,945 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Includes 45,389 shares of Common Stock issuable upon exercise of
warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
7
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI Poste Innovation 6
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
250,663 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
250,663 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
250,663 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Includes 19,589 shares of Common Stock issuable upon exercise of
warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
8
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FCPI La Banque Postale Innovation 1
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
6,168 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
6,168 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
6,168 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%**
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
*Consists of 6,168 shares of Common Stock issuable upon exercise
of warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
9
of 13
|
|
1
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Jean-Michel Paulhac
|
|
2
|
Check The Appropriate Box
If A Member Of A Group
(a)
o
(b)
o
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF
|
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e)
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
770,065 shares*
|
|
8
|
SHARED VOTING POWER
0 shares
|
|
9
|
SOLE DISPOSITIVE POWER
770,065 shares*
|
|
10
|
SHARED DISPOSITIVE POWER
0 shares
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
770,065 shares*
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.5%**
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
*Includes 89,172 shares of Common Stock issuable upon exercise of
warrants beneficially owned by the Reporting Person.
** The percentage was calculated based on the 17,204,778 shares
of Common Stock outstanding as of November 10, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with
the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
10
of 13
|
|
|
Item 1.
|
Security and Issuer.
|
This Amendment No. 4 amends and supplements
the statement on Schedule 13D originally filed by the Reporting Persons (as defined below) with the SEC on March 3, 2015, as amended
by Amendment No. 1 on June 16, 2017, by Amendment No. 2 on December 19, 2017 and by Amendment No. 3 on January 2, 2018, and relates
to the common stock, $0.01 par value (the “Common Stock”) of EyeGate Pharmaceuticals, Inc. (the “Issuer”),
having its principal executive office at 271 Waverley Oaks Road, Suite 108, Waltham, MA 02452. This Amendment No. 4 is being filed
to update the percentage of Common Stock of the Issuer beneficially owned by the Reporting Persons as a result of the disposition
of shares of Common Stock by the Reporting Persons. Except as specifically provided herein, this Amendment No. 4 does not modify
any of the information previously reported on the Schedule 13D. Unless otherwise indicated, each capitalized term used by not defined
herein shall have the meaning assigned to such term in the Schedule 13D.
On January 10, 2018, the Reporting Persons ceased
to be the beneficial owners of more than five percent (5%) of the Common Stock of the Issuer. This Amendment No. 4 represents a
final amendment to the original Schedule 13D and constitutes an exit filing for the Reporting Persons.
|
|
Item 2.
|
Identity and Background.
|
Item 2 is hereby amended and supplemented as follows:
|
|
(a)
|
This statement is being filed by:
|
|
|
(i)
|
IPSA (formerly Innoven Partenaires S.A.), a French Société par Actions Simplifiée (corporation) (“IPSA”);
|
|
|
(ii)
|
FCPI Innoven Europe, an investment fund managed by IPSA;
|
|
|
(iii)
|
FCPI Innoven Europe 2, an investment fund managed by IPSA;
|
|
|
(iv)
|
FCPI Innoven Capital 2, an investment fund managed by IPSA;
|
|
|
(v)
|
FCPI Poste Innovation 3, an investment fund managed by IPSA;
|
|
|
(vi)
|
FCPI Poste Innovation 5, an investment fund managed by IPSA;
|
|
|
(vii)
|
FCPI Poste Innovation 6, an investment fund managed by IPSA;
|
|
|
(viii)
|
FCPI La Banque Postale Innovation 1, an investment fund managed by IPSA; and
|
|
|
(ix)
|
Jean-Michel Paulhac, a director of IPSA with voting and investment power with respect to the foregoing entities.
|
The persons named in this Item 2(a) are referred
to individually herein as a “Reporting Person” and collectively as the “Reporting Persons.” The persons
named in Item 2(a)(ii) through Item 2(a)(viii) are referred to individually herein as an “Investment Fund” and collectively
as the “Investment Funds.”
|
|
(b)
|
The address of the principal business office of each Reporting Person is 13-15 rue Taitbout, 75009 Paris, France.
|
|
|
(c)
|
The principal business of IPSA is to manage investments on behalf of the Investment Funds. The principal business of each Investment
Fund is to make, hold, and dispose of equity and equity related investments.
|
|
|
(d)
|
During the five years prior to the date hereof, none of the Reporting Persons has been convicted in a criminal proceeding.
|
|
|
(e)
|
During the five years prior to the date hereof, none of the Reporting Persons has been a party to a civil proceeding ending
in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
|
|
CUSIP No. 30233M 107
|
13D
|
Page
11
of 13
|
|
|
(f)
|
IPSA is a French Société par Actions Simplifiée, or corporation. Each of the Investment Funds is a French
Fond Commun Placement Innovation (Common Innovation Investment Fund).
Jean-Michel Paulhac is
a French citizen.
|
|
|
Item 4.
|
Purpose of Transaction.
|
Item 4 is hereby amended and supplemented as follows:
The Reporting Persons acquired the shares reported
on this schedule (the “Shares”) for investment purposes. Depending on market conditions, its continuing evaluation
of the business and prospects of the Issuer and other factors, the Reporting Persons may dispose of or acquire additional shares
of the Issuer. Except as set forth above, none of the Reporting Persons has any present plans which relate to or would result in:
|
|
(a)
|
The acquisition by any person of additional securities of the Issuer, or the disposition of securities
of the Issuer;
|
|
|
(b)
|
An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving
the Issuer or any of its subsidiaries;
|
|
|
(c)
|
A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;
|
|
|
(d)
|
Any change in the present board of directors or management of the Issuer, including any plans or
proposals to change the number or term of directors or to fill any existing vacancies on the board;
|
|
|
(e)
|
Any material change in the present capitalization or dividend policy of the Issuer;
|
|
|
(f)
|
Any other material change in the Issuer’s business or corporate structure;
|
|
|
(g)
|
Changes in the Issuer’s charter, bylaws or instruments corresponding thereto or other actions
which may impede the acquisition of control of the Issuer by any person;
|
|
|
(h)
|
Causing a class of securities of the Issuer to be delisted from a national securities exchange
or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;
|
|
|
(i)
|
A class of equity securities of the Issuer becoming eligible for termination of registration pursuant
to Section 12(g)(4) of the Securities Exchange Act of 1934; or
|
|
|
(j)
|
Any action similar to any of those enumerated above.
|
|
|
Item 5.
|
Interest in Securities of the Issuer.
|
Item 5 is hereby amended and supplemented as follows:
|
|
(a)
|
The Investment Funds are the record owners of the Shares set forth on each Reporting Person’s respective cover sheet.
As the manager of the Investment Funds, IPSA may be deemed to beneficially own the Shares. As a director of IPSA, Jean-Michel Paulhac
may be deemed to beneficially own the Shares.
|
Each Reporting Person disclaims beneficial
ownership of the Shares other than those shares which such person owns of record.
The percentage of outstanding Common Stock
which may be deemed to be beneficially owned by each Reporting Person is set forth on Line 13 of such Reporting Person’s
cover sheet. Such percentage was calculated based on the 17,204,778 shares of Common Stock outstanding as of November 10, 2017
as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the SEC on November 14, 2017.
|
CUSIP No. 30233M 107
|
13D
|
Page
12
of 13
|
|
|
(b)
|
Regarding the number of shares as to which such person has:
|
|
|
(i)
|
sole power to vote or to direct the vote: See line 7 of
the cover sheets.
|
|
|
(ii)
|
shared power to vote or to direct the vote: See line 8
of the cover sheets.
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(iii)
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sole power to dispose or to direct the disposition: See
line 9 of the cover sheets.
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(iv)
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shared power to dispose or to direct the disposition: See
line 10 of the cover sheets.
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(c)
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On January 2, 2018, the Reporting Persons sold an aggregate of 13,871 shares of Common Stock in open market transactions at
an average price of $1.1226.
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On January 3, 2018, the Reporting Persons
sold an aggregate of 22,299 shares of Common Stock in open market transactions at an average price of $1.0991.
On January 4, 2018, the Reporting Persons
sold an aggregate of 25,601 shares of Common Stock in open market transactions at an average price of $1.0857.
On January 5, 2018, the Reporting Persons
sold an aggregate of 22,500 shares of Common Stock in open market transactions at an average price of $1.0969.
On January 8, 2018, the Reporting Persons
sold an aggregate of 16,893 shares of Common Stock in open market transactions at an average price of $1.1160.
On January 9, 2018, the Reporting Persons
sold an aggregate of 67,191 shares of Common Stock in open market transactions at an average price of $1.2171.
On January 10, 2018, the Reporting Persons
sold an aggregate of 30,000 shares of Common Stock in open market transactions at an average price of $1.2201.
On January 11, 2018, the Reporting Persons
sold an aggregate of 52,489 shares of Common Stock in open market transactions at an average price of $1.2874.
On January 12, 2018, the Reporting Persons
sold an aggregate of 24,370 shares of Common Stock in open market transactions at an average price of $1.2705.
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(d)
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No other person is known to have the right to receive or the power to direct the receipt of dividends from, or any proceeds
from the sale of, Shares beneficially owned by any of the Reporting Persons.
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(e)
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On January 10, 2018, the Reporting Persons ceased to be the beneficial owners of more than five percent (5%) of the Common
Stock of the Issuer. This Amendment No. 4 represents a final amendment to the original Schedule 13D and constitutes an exit filing
for the Reporting Persons.
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Item 7.
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Material to be Filed as Exhibits.
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Exhibit 1 — Agreement regarding filing of joint Schedule 13D.
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CUSIP No. 30233M 107
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13D
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Page
13
of 13
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SIGNATURES
After reasonable inquiry and to the best of
its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete
and correct.
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IPSA (formerly INNOVEN PARTENAIRES S.A.)
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI Innoven Europe
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI Innoven Europe 2
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI Innoven Capital 2
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI Poste Innovation 3
|
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI Poste Innovation 5
|
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
|
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Jean-Michel Paulhac, Director
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FCPI Poste Innovation 6
|
|
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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FCPI La Banque Postale Innovation 1
|
|
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By: IPSA (formerly INNOVEN PARTENAIRES S.A.), Manager
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By: /s/ Jean-Michel Paulhac
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Jean-Michel Paulhac, Director
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/s/ Jean-Michel Paulhac
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Jean-Michel Paulhac
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