Amended Statement of Changes in Beneficial Ownership (4/a)
October 04 2017 - 4:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
NORDSTROM ERIK B
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2. Issuer Name
and
Ticker or Trading Symbol
NORDSTROM INC
[
JWN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President
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(Last)
(First)
(Middle)
C/O NORDSTROM, INC., 1617 SIXTH AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2017
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(Street)
SEATTLE, WA 98101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/28/2017
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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$75.23
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10/6/2015
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A
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3044
(1)
(2)
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(3)
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2/24/2025
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Common Stock
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3044
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$0
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45996
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D
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Employee Stock Option (right to buy)
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$57.16
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10/6/2015
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A
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4021
(4)
(5)
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(6)
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3/3/2024
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Common Stock
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4021
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$0
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60747
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D
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Employee Stock Option (right to buy)
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$50.26
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10/6/2015
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A
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6590
(7)
(8)
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(9)
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3/4/2023
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Common Stock
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6590
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$0
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99563
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D
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Employee Stock Option (right to buy)
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$49.15
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10/6/2015
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A
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4517
(10)
(11)
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(12)
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2/22/2022
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Common Stock
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4517
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$0
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68244
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D
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Employee Stock Option (right to buy)
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$42.48
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10/6/2015
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A
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4609
(13)
(14)
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(15)
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2/25/2021
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Common Stock
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4609
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$0
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69637
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D
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Employee Stock Option (right to buy)
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$34.50
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10/6/2015
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A
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5137
(16)
(17)
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(18)
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2/26/2020
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Common Stock
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5137
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$0
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77609
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D
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Employee Stock Option (right to buy)
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$12.58
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10/6/2015
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A
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7821
(19)
(20)
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(21)
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2/27/2019
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Common Stock
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7821
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$0
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118161
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D
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Employee Stock Option (right to buy)
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$35.51
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10/6/2015
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A
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3412
(22)
(23)
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(24)
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2/27/2018
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Common Stock
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3412
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$0
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51556
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D
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Explanation of Responses:
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(1)
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Represents additional shares issuable under an option dated 2/24/2015 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(2)
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The original grant of the underlying option was reported on Form 4 dated 2/26/2015.
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(3)
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Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/24/2016.
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(4)
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Represents additional shares issuable under an option dated 3/3/2014 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(5)
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The original grant of the underlying option was reported on Form 4 dated 3/5/2014.
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(6)
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Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/3/2015.
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(7)
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Represents additional shares issuable under an option dated 3/4/2013 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(8)
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The original grant of the underlying option was reported on Form 4 dated 3/4/2013.
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(9)
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Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/4/2014.
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(10)
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Represents additional shares issuable under an option dated 2/22/2012 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(11)
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The original grant of the underlying option was reported on Form 4 dated 2/22/2012.
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(12)
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Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/22/2013.
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(13)
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Represents additional shares issuable under an option dated 2/25/2011 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(14)
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The original grant of the underlying option was reported on Form 4 dated 2/28/2011.
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(15)
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Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/25/2012.
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(16)
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Represents additional shares issuable under an option dated 2/26/2010 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(17)
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The original grant of the underlying option was reported on Form 4 dated 3/1/2010.
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(18)
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Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/26/2011.
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(19)
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Represents additional shares issuable under an option dated 2/27/2009 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(20)
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The original grant of the underlying option was reported on Form 4 dated 3/2/2009.
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(21)
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Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/27/2010.
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(22)
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Represents additional shares issuable under an option dated 2/28/2008 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
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(23)
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The original grant of the underlying option was reported on Form 4 dated 2/29/2008.
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(24)
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Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/28/2009.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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NORDSTROM ERIK B
C/O NORDSTROM, INC.
1617 SIXTH AVENUE
SEATTLE, WA 98101
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X
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Executive Vice President
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Signatures
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Karen Ruby, Attorney-in-Fact for Erik B. Nordstrom
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10/4/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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