Current Report Filing (8-k)
September 01 2017 - 11:12AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August
21, 2017
CREATIVE LEARNING CORPORATION
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(Exact name of registrant as specified in its charter)
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Delaware
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000-52883
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20-4456503
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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701 Market Street, Suite 113
St. Augustine, FL
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32095
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(Address of principal executive offices)
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(Zip Code)
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(904) 824-3133
Registrant’s telephone number, including
area code:
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
¨
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
¨
On August 21, 2017, the United States Securities & Exchange
Commission (the “SEC”) filed a Civil Complaint against Creative Learning Corporation (the “Company”) and
certain former executive officers and directors in the United States District Court for the Middle District of Florida, Jacksonville
District, as Civil Action No. 3:17-cv-00954-TJC-JRK. The Civil Complaint is in regards to alleged violations of federal securities
law occurring between 2011 and 2015. On August 22, 2017, the SEC also filed with the court the Company’s formal Consent to
a full resolution of all allegations pertaining to the Company. Pursuant to the Consent, without admitting or denying the allegations,
the Company agreed to the entry of a final judgment that permanently enjoins it from violating the sections of the federal securities
laws listed in the Civil Complaint. The order, when entered, will resolve all allegations pertaining to the Company.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: September 1, 2017
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CREATIVE LEARNING CORPORATION
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By:
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/s/ Christian Miller
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Name:
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Christian Miller
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Title:
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Chief Financial Officer
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