FORM 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

For the month of August 2017

Commission File Number 1-32575

 

 

Royal Dutch Shell plc

(Exact name of registrant as specified in its charter)

 

 

30, Carel van Bylandtlaan, 2596 HR The Hague

The Netherlands

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐.            No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-             

 

 

 


The following is the text of an announcement released to the London Stock Exchange by Royal Dutch Shell plc on August 10, 2017

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :    Royal Dutch Shell plc

 

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

 

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights   
An acquisition or disposal of financial instruments   
An event changing the breakdown of voting rights   
Other (please specify) iii :   

 

3. Details of person subject to the notification obligation iv
Name    BlackRock, Inc.
City and country of registered office (if applicable)    Wilmington, DE, USA

 

4. Full name of shareholder(s) (if different from 3.) v

Name
City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi :

   08/08/2017

 

6. Date on which issuer notified (DD/MM/YYYY):

   09/08/2017

 

7. Total positions of person(s) subject to the notification obligation

 

     % of voting rights
attached to shares
(total of 8. A)
    % of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)
    Total of both in %
(8.A + 8.B)
    Total number of
voting rights of
issuer vii
 

Resulting situation on the date on which threshold was crossed or reached

     4.53     2.15     6.68     8,256,104,493  

Position of previous notification (if applicable)

     5.91     0.62     6.54  


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

 

Class/type of

shares

ISIN code (if possible)

   Number of voting rights ix      % of voting rights  
   Direct
(Art 9 of Directive
2004/109/EC)
(DTR5.1)
     Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
     Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
     Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
 

GB00B03MM408

        106,456,335           1.28

GB00B03MLX29

        267,653,103           3.24

SUBTOTAL 8. A

     374,109,438                            4.53%                      

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

Type of financial

instrument

   Expiration
date
x
     Exercise/
Conversion Period
xi
     Number of voting rights
that may be acquired if
the instrument is

exercised/converted.
     % of voting rights  

Securities Lending (GB00B03MLX29)

           4,752,525        0.05

Securities Lending (GB00B03MM408)

           121,697,335        1.47

American Depositary Receipt (GB00B03MLX29)

           33,961,460        0.41

American Depositary Receipt (GB00B03MM408)

           18,380        0.00

Physically Settled Call Option (US7802592060)

     18/01/2019           7,798,670        0.09

Physically Settled Put Option (US7802592060)

     18/01/2019           7,798,670        0.09
        

 

 

    

 

 

 
        SUBTOTAL 8. B 1        176,027,040        2.13
        

 

 

    

 

 

 


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

Type of financial

instrument

   Expiration
date x
     Exercise/
Conversion
Period
xi
    

Physical or
cash

settlement xii

   Number of
voting rights
     % of voting rights  

CFD

(GB00B03MLX29)

              137,382        0.00

CFD

(GB00B03MM408)

              1,826,154        0.02

Equity Linked Note

     18/09/2017        18/09/2017      Cash      199,600        0.00
           

 

 

    

 

 

 
         SUBTOTAL 8.B.2      2,163,136        0.02
           

 

 

    

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii   
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)   

 

Name xv

   % of voting
rights if it
equals or

is higher
than the
notifiable
threshold
     % of voting rights
through financial
instruments if it
equals or is
higher than the
notifiable
threshold
     Total of both if it
equals or is
higher than the
notifiable
threshold
 

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock (Singapore) Holdco Pte. Ltd.

        

BlackRock Asia-Pac Holdco, LLC

        

BlackRock HK Holdco Limited

        

BlackRock Asset Management North Asia Limited

        


BlackRock, Inc.

        

Trident Merger, LLC

        

BlackRock Investment Management, LLC

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock Holdco 4, LLC

        

BlackRock Holdco 6, LLC

        

BlackRock Delaware Holdings Inc.

        

BlackRock Fund Advisors

        

BlackRock Institutional Trust Company, National Association

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock Capital Holdings, Inc.

        

BlackRock Advisors, LLC

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Group Limited

        

BlackRock Investment Management (UK) Limited

        


BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock (Singapore) Holdco Pte. Ltd.

        

BlackRock Asia-Pac Holdco, LLC

        

BlackRock HK Holdco Limited

        

BlackRock Cayco Limited

        

BlackRock Trident Holding Company Limited

        

BlackRock Japan Holdings GK

        

BlackRock Japan Co., Ltd.

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Australia Holdco Pty. Ltd.

        

BlackRock Investment Management (Australia) Limited

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        


BlackRock Holdco 3, LLC

        

BlackRock Canada Holdings LP

        

BlackRock Canada Holdings ULC

        

BlackRock Asset Management Canada Limited

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Group Limited

        

BlackRock Investment Management (UK) Limited

        

BlackRock Asset Management Deutschland AG

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock Holdco 4, LLC

        

BlackRock Holdco 6, LLC

        

BlackRock Delaware Holdings Inc.

        

BlackRock Fund Advisors

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        


BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Group Limited

        

BlackRock Advisors (UK) Limited

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Group Limited

        

BlackRock International Limited

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock (Singapore) Holdco Pte. Ltd.

        

BlackRock (Singapore) Limited

        

BlackRock, Inc.

        

BlackRock Holdco 2, Inc.

        

BlackRock Financial Management, Inc.

        

BlackRock International Holdings, Inc.

        

BR Jersey International Holdings L.P.

        

BlackRock Group Limited

        

BlackRock (Netherlands) B.V.

        


10. In case of proxy voting, please identify:

 
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  

11. Additional information xvi

 

Place of completion    12 Throgmorton Avenue, London, EC2N 2DL, U.K. (BlackRock, Inc.)
Date of completion    9 August 2017 (BlackRock, Inc.)

Mark Edwards

Deputy Company Secretary

Royal Dutch Shell plc

020 7934 2817

LEI Number: 21380068P1DRHMJ8KU70

Major Shareholding Notifications


This Report on Form 6-K is incorporated by reference into:

a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-199736 and 333-199736-01); and

b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821, 333-200953 and 333-215273).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Royal Dutch Shell plc

(Registrant)

By:  

M Edwards

Name:   M Edwards
Title:   Deputy Company Secretary
  Date: August 10, 2017
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