Current Report Filing (8-k)
July 11 2017 - 4:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 11, 2017
MBIA INC.
(Exact name
of registrant as specified in its charter)
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Connecticut
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1-9583
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06-1185706
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1 Manhattanville Road, Suite 301
Purchase, New York
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10577
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
914-273-4545
Not
Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01.
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REGULATION FD DISCLOSURE.
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MBIA Inc. (the Company) issued a Letter to Owners on
July 11, 2017. A copy of the Letter to Owners is attached as Exhibit 99.1 hereto.
The information in the Letter to Owners is being furnished, not
filed, pursuant to Item 7.01 of Form 8-K. Accordingly, the information in Item 7.01 of this Current Report, including Exhibit 99.1, will not be incorporated by reference into any registration statement filed by the Company under the
Securities Act of 1933, as amended, unless specifically identified therein as being incorporated by reference.
Item 9.01.
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FINANCIAL STATEMENTS AND EXHIBITS.
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99.1 Letter to Owners from Jay Brown, Chief Executive Officer of
MBIA Inc. and Bill Fallon, President and Chief Operating Officer of MBIA Inc., dated July 11, 2017.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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MBIA INC.
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By:
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/s/ Jonathan C. Harris
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Jonathan C. Harris
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General Counsel
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Date: July 11, 2017
EXHIBIT INDEX TO CURRENT REPORT ON FORM
8-K
Dated July 11, 2017
99.1 Letter to Owners
from Jay Brown, Chief Executive Officer of MBIA Inc. and Bill Fallon, President and Chief Operating Officer of MBIA Inc., dated July 11, 2017.
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