Current Report Filing (8-k)
June 23 2017 - 4:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 20, 2017
Otonomy, Inc.
(Exact name of Registrant as specified in its charter)
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Delaware
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001-36591
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26-2590070
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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4796 Executive Drive
San Diego, CA 92121
(Address of principal executive offices, including zip code)
(619)
323-2200
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report.)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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On June 20, 2017, Otonomy,
Inc. (the
Company
) held its annual meeting of stockholders. Of the 30,256,999 shares of common stock outstanding as of April 26, 2017, the record date for the meeting, 27,668,322 shares of common stock were represented at the
meeting in person or by proxy, constituting 91.44% of the outstanding common stock entitled to vote. The matters voted upon at the meeting and the vote with respect to each such matter are set forth below:
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(1)
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Election of three Class
III directors to hold office until the 2020 annual meeting of stockholders.
Each of the following nominees was elected to serve as a Class III director, to hold
office until the Companys 2020 annual meeting of stockholders or until his or her respective successor has been duly elected and qualified or his or her earlier resignation or removal.
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Nominees
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For
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Withheld
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Broker Non-Votes
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Vickie Capps
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23,418,233
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2,857,652
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1,392,437
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Iain McGill
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26,226,160
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49,725
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1,392,437
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Heather Preston, M.D.
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22,097,126
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4,178,759
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1,392,437
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(2)
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The ratification of the appointment of Ernst
& Young LLP as the Companys independent registered public accounting firm for the fiscal year ending December
31, 2017.
The appointment of Ernst & Young LLP as the Companys independent registered public accounting firm for the fiscal year ending December 31, 2017 was ratified based on the following results of voting:
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For
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Against
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Abstain
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Broker
Non-Votes
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27,626,361
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7,220
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34,741
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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OTONOMY, INC.
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Date: June 23, 2017
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By:
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/s/ Eric J. Loumeau
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Eric J. Loumeau
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General Counsel and Chief Compliance Officer
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