Current Report Filing (8-k)
April 25 2017 - 11:42AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
______________
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of Earliest Event Reported) April 20, 2017
KOPIN CORPORATION
(Exact
Name of Registrant as Specified in Charter)
DELAWARE
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000-19882
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04-2833935
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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125 North Drive, Westborough, MA 01581
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(Address
of Principal Executive Offices) (Zip Code)
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Registrant’s
telephone number, including area code
(508)
870-5959
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2 below):
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 3.02. Unregistered Sales of Equity Securities
On
April 20, 2017, Kopin Corporation (“Kopin”) closed its previously
announced sale of unregistered shares of common stock to Goertek Inc.
(“Goertek”) resulting in $24,664,250 in gross proceeds to Kopin. The
sale represents 10.1% of the total issued and outstanding shares of
common stock of Kopin. The purchase price was $3.25 per share. Kopin
relied on the exemption from registration with the Securities and
Exchange Commission (“SEC”) provided under SEC Rule 506 of Regulation D.
Item 7.01. Regulation FD Disclosure.
On April 24, 2017, Kopin issued a press release entitled
“Kopin Completes Strategic Agreement with Goertek - Company Received
$24.6 Million for 10.1% Ownership.” A copy of the press release is
attached as Exhibit 99.1 to this report and incorporated herein by this
reference. This information shall not be deemed to be “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, and shall not be deemed to be incorporated by reference in any
filing under the Securities Act of 1933, as amended.
Item 9.01.
Financial Statements and Exhibits
.
(d)
Exhibits
.
99.1
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Press Release dated April 24, 2017, entitled, “
KOPIN
COMPLETES STRATEGIC AGREEMENT WITH GOERTEK - Company Receives $24.6
Million for 10.1% Ownership
”.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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KOPIN CORPORATION
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Dated:
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April 24, 2017
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By:
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/s/ Richard A. Sneider
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Richard A. Sneider
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Treasurer and Chief Financial Officer
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(Principal Financial and Accounting Officer)
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EXHIBIT INDEX
Exhibit
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Description
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99.1
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Press Release dated April 24, 2017, entitled, “
KOPIN
COMPLETES STRATEGIC AGREEMENT WITH GOERTEK - Company Receives
$24.6 Million for 10.1% Ownership
”.
|
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