Statement of Changes in Beneficial Ownership (4)
April 19 2017 - 4:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Shinn Paul B
|
2. Issuer Name
and
Ticker or Trading Symbol
Gigamon Inc.
[
GIMO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Legal Officer & SVP
|
(Last)
(First)
(Middle)
C/O GIGAMON INC., 3300 OLCOTT STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/17/2017
|
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
4/17/2017
|
|
A
|
|
14170
(1)
|
A
|
$0.00
|
39734
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Performannce Shares
|
$0.00
|
4/17/2017
|
|
A
|
|
14170
|
|
(2)
|
(2)
|
Common Stock
|
14170
|
$0.00
|
14170
|
D
|
|
Explanation of Responses:
|
(1)
|
The reported securities represent shares of restricted stock, 1/16th of which shall vest on May 15, 2017 and 1/16th of which shall vest on the 15th of each of August, November, February and May thereafter.
|
(2)
|
Each performance share of restricted stock, or Performance Share, will be achieved based on the achievement of certain performance metrics for 2017. The reported Performance Shares reflect the target number and the Reporting Person may ultimately achieve up to 200% of the target number based on achievement of these performance metrics. Any achieved Performance Shares shall vest on February 15, 2018 as to 1/4th upon determination of achievement, with 1/16th of the total number of achieved Performance Shares to vest on the 15th of each of May, August, November and February thereafter.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Shinn Paul B
C/O GIGAMON INC.
3300 OLCOTT STREET
SANTA CLARA, CA 95054
|
|
|
Chief Legal Officer & SVP
|
|
Signatures
|
/s/ Paul Shinn
|
|
4/19/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
GIGAMON INC. (NYSE:GIMO)
Historical Stock Chart
From Aug 2024 to Sep 2024
GIGAMON INC. (NYSE:GIMO)
Historical Stock Chart
From Sep 2023 to Sep 2024