Current Report Filing (8-k)
March 24 2017 - 6:47AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): March 24, 2017
ZAIS GROUP HOLDINGS, INC.
(Exact name of registrant as specified
in its charter)
Delaware
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001-35848
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46-1314400
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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Two Bridge Avenue, Suite 322
Red Bank, NJ
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07701-1106
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including
area code:
(732) 978-7518
N/A
(Former name or former address, if changed
since last report.)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02
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Results of Operations and Financial Condition.
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On March 24, 2017, ZAIS Group Holdings, Inc.
(the “Company”) issued an earnings release (the “Earnings Release”) announcing its financial results for
the quarter and year ended December 31, 2016. A copy of the Earnings Release is attached as Exhibit 99.1 hereto and incorporated
herein by reference. Additionally, on March 24, 2017, the Company made available on its website, www.ZAISGroupHoldings.com, supplemental
investor information relating to the Company’s assets under management.
The information pertaining to Item 2.02 in
this Current Report, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information
contained in Item 2.02 in this Current Report shall not be incorporated by reference into any registration statement or other document
pursuant to the Securities Act of 1933, as amended, unless it is specifically incorporated by reference therein.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit No.
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Description
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99.1
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Earnings Release, dated March 24, 2017
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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ZAIS GROUP HOLDINGS, INC.
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By:
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/s/ Nisha Motani
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Nisha Motani
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Acting Chief Financial Officer
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Date: March 24, 2017
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EXHIBIT INDEX
Exhibit No.
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Description
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99.1
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Earnings Release, dated March 24, 2017
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