Current Report Filing (8-k)
March 22 2017 - 5:24PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
Current
Report
Pursuant
To Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 20, 2017
ORIGINCLEAR,
INC.
(Name
of registrant as specified in its charter)
Nevada
|
|
333-147980
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26-0287664
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(State or other jurisdiction of
Incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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525 S. Hewitt Street, Los Angeles, California
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90013
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(Address of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(323) 939-6645
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02 Results of Operations and Financial Condition.
On
March 20, 2017, OriginClear, Inc. (the “Company”) issued a press release announcing certain projected operating results
for the year ended December 31, 2016 as well as providing an overview of anticipated events and key milestones for the coming
year, and to review business highlights from 2016. A copy of the Company’s press release is attached as Exhibit 99.1 to
this current report on Form 8-K.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated
by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly
set forth in such filing.
Item
8.01 Other Events.
See
Item 2.02.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
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Press
Release dated March 20, 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
March 22, 2017
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ORIGINCLEAR, INC.
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By:
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/s/
T. Riggs Eckelberry
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Name: T. Riggs Eckelberry
Title: Chief Executive Officer
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3
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