Current Report Filing (8-k)
March 22 2017 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
March 21, 2017
Proteon Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Delaware
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001-36694
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20-4580525
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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200 West Street
Waltham, MA
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02451
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(781)
890-0102
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01
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Regulation FD Disclosure
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Beginning March 22, 2017, Proteon Therapeutics, Inc. will share the presentation materials
attached as Exhibit 99.1 to this report and furnished under this Item 7.01 in meetings with investors and in presentations.
The information in this report (including Exhibit 99.1) shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liability of that section, and shall not be incorporated by reference into any registration statement or other document
filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference
in such filing.
Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits.
Exhibit No.
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Description
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99.1
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Proteon Therapeutics, Inc. Presentation Materials
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 21, 2017
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Proteon Therapeutics, Inc.
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By:
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/s/ George A. Eldridge
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Name: George A. Eldridge
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Title: Senior Vice President & Chief Financial Officer
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