Amended Statement of Ownership (sc 13g/a)
February 14 2017 - 12:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
U
NDER
THE
S
ECURITIES
E
XCHANGE
A
CT
OF
1934
(Amendment No. 3)*
Tableau
Software, Inc.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
87336U105
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule
13d-1(c)
☒ Rule
13d-1(d)
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however,
see
the
Notes
).
|
|
|
|
|
|
|
1.
|
|
Names of
Reporting Persons
Patrick Hanrahan
|
2.
|
|
Check the Appropriate Box if a Member
of a Group (see instructions)
(a) ☐ (b) ☐
|
3.
|
|
SEC USE ONLY
|
4.
|
|
Citizenship or Place of
Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
5.
|
|
Sole Voting Power
7,663,278 shares
(1)
|
|
6.
|
|
Shared Voting Power
Not applicable.
|
|
7.
|
|
Sole Dispositive Power
7,663,278 shares
(1)
|
|
8.
|
|
Shared Dispositive Power
Not applicable.
|
9.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
7,663,278 shares
(1)
|
10.
|
|
Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (see instructions) ☐
|
11.
|
|
Percent of Class Represented by Amount
in Row 9
11.6%
(2)
|
12.
|
|
Type of Reporting Person (see
instructions)
IN
|
(1)
|
Represents shares of Class B Common Stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each
share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the
issuers amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
|
(2)
|
Based on 58,381,813 shares of Class A Common Stock outstanding on December 31, 2016. Assumes the conversion of the Class B Common Stock held by the Reporting Person into Class A Common Stock.
|
|
|
|
|
|
Item 1(a).
|
|
Name of Issuer: Tableau Software, Inc.
|
|
|
Item 1(b).
|
|
Address of Issuers Principal Executive Offices: 1621 North 34
th
Street, Seattle, WA 98103
|
|
|
Item 2(a).
|
|
Name of Person Filing: Patrick Hanrahan
|
|
|
Item 2(b).
|
|
Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person
is:
c/o Tableau Software, Inc.
1621 North 34
th
Street
Seattle, WA 98103
|
|
|
Item 2(c).
|
|
Citizenship: Mr. Hanrahan is a United States citizen.
|
|
|
Item 2(d).
|
|
Title of Class of Securities: Class A Common Stock
|
|
|
Item 2(e).
|
|
CUSIP Number: 87336U105
|
|
|
Item 3.
|
|
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
|
|
(a)
|
|
☐
|
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
|
|
(b)
|
|
☐
|
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
(c)
|
|
☐
|
|
Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);
|
|
|
|
(d)
|
|
☐
|
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
|
|
(e)
|
|
☐
|
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|
|
(f)
|
|
☐
|
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|
|
(g)
|
|
☐
|
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|
|
(h)
|
|
☐
|
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
(i)
|
|
☐
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
(j)
|
|
☐
|
|
A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J);
|
|
|
|
(k)
|
|
☐
|
|
Group, in accordance with §240.13d1(b)(1)(ii)(K).
|
|
|
|
|
If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution:
|
Provide the following information regarding the aggregate number and percentage of the class
of securities of the Issuer identified in Item 1.
|
(a)
|
Amount Beneficially Owned: 7,663,278 shares
(1)
|
|
(b)
|
Percent of Class: 11.6%
(3)
|
|
(c)
|
Number of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote: 7,663,278 shares
(1)
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
Not applicable.
|
(iii)
|
Sole power to dispose or to direct the disposition of: 7,663,278 shares
(1)
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
Not
applicable.
(3)
|
Based on 58,381,813 shares of Class A Common Stock outstanding on December 31, 2016. Assumes the conversion of
the Class B Common Stock held by the Reporting Person into Class A Common Stock.
|
Assuming conversion of all of the Issuers Class B Common Stock outstanding on December 31, 2016 into Class A Common Stock the Reporting Person listed in Item 4 would hold 10.0% of the total
outstanding shares of the Issuer. This percentage is based on the combined total of 76,718,422 outstanding shares as of December 31, 2016, which represents 58,381,813 shares of Class A Common Stock and 18,336,609 shares of Class B Common Stock.
Item 5.
|
Ownership of 5 Percent or Less of a Class
|
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.
Item 6.
|
Ownership of More than 5 Percent on Behalf of Another Person
|
Not applicable.
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|
Not applicable.
Item 8.
|
Identification and Classification of Members of the Group
|
Not applicable.
Item 9.
|
Notice of Dissolution of a Group
|
Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
February 14, 2017
|
Date
|
|
/s/ Patrick Hanrahan
|
Patrick Hanrahan
|
Tableau Software (NYSE:DATA)
Historical Stock Chart
From Aug 2024 to Sep 2024
Tableau Software (NYSE:DATA)
Historical Stock Chart
From Sep 2023 to Sep 2024