Statement of Changes in Beneficial Ownership (4)
January 23 2017 - 5:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Conway Christopher
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2. Issuer Name
and
Ticker or Trading Symbol
CLARCOR INC.
[
CLC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and CEO
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(Last)
(First)
(Middle)
840 CRESCENT CENTRE DRIVE, SUITE 600
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/20/2017
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(Street)
FRANKLIN, TN 37067
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock Par Value $1.00
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1/20/2017
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M
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2500.00
(1)
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A
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$83.00
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12461.00
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D
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Common Stock Par Value $1.00
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1/20/2017
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F
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990.00
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D
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$83.00
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11471.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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5000.00
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A
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$36.48
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16471.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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3427.00
(2)
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D
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$83.00
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13044.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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10000.00
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A
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$32.78
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23044.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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6488.00
(2)
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D
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$83.00
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16556.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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15000.00
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A
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$32.30
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31556.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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9682.00
(2)
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D
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$83.00
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21874.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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40000.00
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A
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$42.86
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61874.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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28771.00
(2)
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D
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$83.00
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33103.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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70000.00
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A
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$49.91
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103103.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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53800.00
(2)
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D
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$83.00
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49303.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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100000.00
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A
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$45.19
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149303.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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73556.00
(2)
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D
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$83.00
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75747.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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86250.00
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A
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$61.57
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161997.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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73323.00
(2)
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D
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$83.00
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88674.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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60000.00
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A
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$63.22
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148674.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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51700.00
(2)
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D
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$83.00
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96974.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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M
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30000.00
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A
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$46.45
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126974.00
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D
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Common Stock Par Value $1.00
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1/23/2017
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F
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22332.00
(2)
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D
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$83.00
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104642.00
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Common Stock Par Value $1.00
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$63.22
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1/20/2017
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M
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2500.00
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(3)
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(3)
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Common Stock Par Value $1.00
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2500.00
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$83.00
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5000.00
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D
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Common Stock Par Value $1.00
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$36.48
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1/23/2017
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M
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5000.00
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12/16/2011
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12/15/2017
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Common Stock Par Value $1.00
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5000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$32.78
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1/23/2017
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M
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10000.00
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12/14/2012
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12/13/2018
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Common Stock Par Value $1.00
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10000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$32.30
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1/23/2017
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M
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15000.00
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12/13/2013
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12/13/2019
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Common Stock Par Value $1.00
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15000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$42.86
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1/23/2017
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M
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40000.00
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12/13/2014
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12/12/2020
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Common Stock Par Value $1.00
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40000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$49.91
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1/23/2017
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M
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70000.00
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12/12/2015
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12/11/2021
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Common Stock Par Value $1.00
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70000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$45.19
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1/23/2017
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M
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100000.00
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12/17/2016
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12/16/2022
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Common Stock Par Value $1.00
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100000.00
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$83.00
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0.00
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D
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Common Stock Par Value $1.00
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$61.57
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1/23/2017
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M
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86250.00
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12/16/2016
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12/15/2023
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Common Stock Par Value $1.00
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86250.00
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$83.00
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28750.00
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D
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Common Stock Par Value $1.00
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$63.22
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1/23/2017
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M
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60000.00
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1/20/2017
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1/19/2025
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Common Stock Par Value $1.00
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60000.00
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$83.00
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60000.00
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D
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Common Stock Par Value $1.00
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$46.45
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1/23/2017
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M
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30000.00
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1/18/2017
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1/17/2026
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Common Stock Par Value $1.00
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30000.00
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$83.00
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90000.00
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D
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Explanation of Responses:
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(
1)
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25% vesting occurs on 1/20/2016, 2017, 2018, 2019.
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(
2)
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Withholding of Common Stock Par Value $1.00 shares as settlement for option costs and taxes.
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(
3)
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RSU's will vest 25% on 1/20/2016, 2017, 2019, and 2019.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Conway Christopher
840 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN, TN 37067
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President and CEO
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Signatures
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Michelle J. Pearson, By Power of Attorney
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1/24/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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