Amended Current Report Filing (8-k/a)
January 13 2017 - 11:37AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event Reported): November 29, 2016
MyDx,
Inc.
(Exact Name of Registrant as Specified in Charter)
Nevada
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333-191721
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99-0384160
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(State
or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification Number)
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6335
Ferris Square, Suite B
San
Diego, CA 92121
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(Address
of Principal Executive Offices) (Zip Code)
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800-814-4550
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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EXPLANATORY
NOTE
We are
filing this Amendment No. 1 on Form 8K/A to our Current Report on Form 8K filed with the Securities and Exchange Commission (“SEC”)
on December 2, 2016 (“Original Form 8-K) to revise the exhibit table and include redacted copies of Ex. 10.2, 10.3, and
10.4 referenced therein, for which confidential treatment is currently being sought for certain provisions contained therein from
the SEC.
Except
as stated herein, this Current Report on Form 8-K/A does not reflect events occurring after the filing of the Original Form 8-K
on December 2, 2016 and no attempt has been made is this Current Report on Form 8-K/A to modify or update other disclosures as
presented in the Original Form 8-K. Accordingly, this Form 8-K/A should be read in conjunction with the Original Form 8-K and
our filings with the SEC subsequent to the filing of the Original Form 8-K.
Item 9.01.
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Financial
Statements and Exhibits.
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Exhibit No.
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Description
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10.1
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Settlement
Agreement and Stipulation, dated November 29, 2016*
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10.2
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First
Amendment to the Exclusive Patent Sublicense Agreement, dated November 29, 2016**
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10.3
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JDA
Termination Agreement, dated November 29, 2016**
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10.4
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Amendment
#2 to Supply Agreement, dated November 29, 2016**
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*
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Included as exhibit 10.1 to Form 8-K filed December 2, 2016, with the Securities and Exchange Commission.
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**
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Redacted copy filed herewith. Confidential treatment has been requested
with respect to certain portions of this exhibit. Omitted portions have been filed separately with the Securities and Exchange
Commission.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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MyDx,
Inc.
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Date:
January 13, 2017
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By:
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/s/
Daniel Yazbeck
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Daniel
Yazbeck
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Chief
Executive Officer
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