Statement of Changes in Beneficial Ownership (4)
January 06 2017 - 5:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GAUTREAUX WILLIAM C
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2. Issuer Name
and
Ticker or Trading Symbol
Crestwood Equity Partners LP
[
CEQP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Marketing Officer
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(Last)
(First)
(Middle)
2 BRUSH CREEK BLVD., SUITE 200
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/5/2017
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(Street)
KANSAS CITY, MO 64112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Units
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1/5/2017
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A
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55332
(1)
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A
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$0.00
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196109
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D
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Common Units
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371762
(2)
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I
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Trustee of the William C. Gautreaux Revocable Trust under Trust Indenture
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Common Units
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92207
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I
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Co-trustee of the William C. Gautreaux 2005 Grantor Retained Annuity Trust
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Common Units
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5665
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I
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Co-trustee of the William C. Gautreaux 2007 Grantor Retained Annuity Trust II
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Common Units
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1874
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I
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Co-trustee of the William C. Gautreaux 2008 Grantor Retained Annuity Trust II
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Common Units
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42019
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I
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Trustee of the Gautreaux Family Irrevocable Trust U/A dated 12/21/2012
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Restricted units granted under the Crestwood Equity Partners LP Long Term Incentive Plan, as amended. The restricted units vest at the rate of 33.33% on each anniversary of the grant date.
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(
2)
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In a series of transactions in 2016, Mr. Gautreaux transferred a total of 65,773 units from the William C. Gautreaux Revocable Trust under Trust Indenture. 42,019 units were transferred to the Gautreaux Family Irrevocable Trust and 23,754 units were transferred to the William C. Gautreaux 2005 Grantor Retained Annuity Trust.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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GAUTREAUX WILLIAM C
2 BRUSH CREEK BLVD., SUITE 200
KANSAS CITY, MO 64112
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Chief Marketing Officer
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Signatures
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/s/ Judy Riddle, attorney-in-fact for William C. Gautreaux
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1/6/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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