ADVA Optical Networking SE: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-...
December 30 2016 - 6:22AM
ADVA Optical Networking SE / ADVA Optical Networking SE:
Publication pursuant to §26 sect.1 WpHG (the German Securities
Trading Act) with the aim of pan-European distribution . Processed
and transmitted by Nasdaq Corporate Solutions. The issuer is solely
responsible for the content of this announcement.
X Notification of Major Holdings
or
Correction of a notification of Major
Holding published on (date of
publication) |
1. Details of issuer (name, address)
ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen,
Germany |
2. Reason for notification (multiple reasons
possible)
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
|
3. Details of
person subject to the notification obligation
Name:
Ministry of Finance on behalf of the State of Norway |
City and country of registered office (if
applicable):
Oslo, Norway |
|
|
4. Names of shareholder(s) holding directly 3% or more
voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached:
27.12.2016 |
6. Total positions |
|
% of
voting rights attached to shares (total of 7.a.) |
% of
voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of
both in % (7.a. + 7.b.) |
total
number of voting rights of issuer |
Resulting
situation |
2.84% |
1,18% |
4.01% |
49,498,934 |
Previous
notification (if applicable) |
3.773% |
0.996% |
4.769% |
|
7. Notified details of the resulting
situation |
a. Voting rights attached to shares (Sec.s
21, 22 WpHG) |
ISIN |
absolute |
in % |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
DE0005103006 |
|
1,404,664 |
% |
2.84% |
|
|
|
% |
% |
Total |
1,404,664 |
2.84% |
b.1. Instruments according to Sec. 25
Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3
instruments) |
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Shares on
loan (right to recall) |
N/A |
at any
time |
582,000 |
1.18% |
|
|
|
|
% |
|
|
|
|
% |
|
|
Total |
582,000 |
1.18% |
b.2 Instruments according to Sec. 25
Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3
instruments) |
Type of
instrument |
Expiration
or maturity date |
Exercise
or conversion period |
Cash or
physical settlement |
Voting
rights absolute |
Voting
rights in % |
|
|
|
|
|
% |
|
|
|
|
|
% |
|
|
|
|
|
% |
|
|
|
Total |
|
% |
8. Information in relation to the person
subject to the notification obligation (please tick the
applicable box):
Person subject to the notification obligation is not controlled and
does itself not control any other undertaking(s) holding directly
or indirectly an interest in the (underlying) issuer
(1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity (please use annex in
case of more than 4 undertakings; in this case please always
provide only to BaFin also an organizational chart accompanying
your notification):
|
Name |
% of
voting rights
(if at least held 3% or more) |
% of
voting rights through instruments
(if at least held 5% or more) |
Total of
both
(if at least held 5% or more) |
State of
Norway |
% |
% |
% |
Norges
Bank |
% |
% |
% |
|
% |
% |
% |
|
% |
% |
% |
9. In case of proxy voting according to § 22 Abs. 3
WpHG
Date of general meeting:
Holding position after general meeting:
% (equals
voting rights) |
This
announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the
information contained therein.
Source: ADVA Optical Networking SE via Globenewswire
--- End of Message ---
ADVA Optical Networking SE
Campus Martinsried, Fraunhoferstr. 9a Martinsried/Munich
Germany
WKN: 510300;ISIN: DE0005103006;
Listed: Freiverkehr in Hanseatische Wertpapierbörse zu Hamburg,
Freiverkehr in Börse Berlin,
Freiverkehr in Börse Düsseldorf,
Freiverkehr in Bayerische Börse München,
Freiverkehr in Niedersächsische Börse zu Hannover,
Prime Standard in Frankfurter Wertpapierbörse,
Regulierter Markt in Frankfurter Wertpapierbörse;