Amended Current Report Filing (8-k/a)
December 08 2016 - 5:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
(Amendment No.
1)
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (date of earliest event reported):
November
14, 2016
IMAGEWARE
SYSTEMS, INC.
(Exact
Name of Registrant as Specified in its Charter)
Delaware
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001-15757
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33-0224167
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(State of
Incorporation)
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(Commission File Number)
|
(I.R.S.
Employer Identification Number)
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10815 Rancho Bernardo Road, Suite 310,
San Diego, California 92127
(Address of
principal executive offices) (Zip code)
(858)
673-8600
Registrant’s
telephone number, including area code
Not
Applicable
(Former name or former address, if changed since
last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|
☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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EXPLANATORY NOTE
This Amendment to Current Report on Form 8-K/A
amends the Current Report on Form 8-K originally filed on November
21, 2016 (“
Original
Filing
”) solely to remove
the S&P Capital IQ Estimates from Exhibit 99.1 to the Original
Filing (“
Estimates
”), which Estimates were included in the
transcript by the Company’s transcript vendor, but
inadvertently included in Exhibit 99.1 to the Original
Filing.
Item 7.01 Regulation FD
Disclosure.
At 5:00 p.m. ET on November 14, 2016, ImageWare Systems,
Inc. (the "
Company
") hosted
a conference call to discuss its financial results for
the quarter ended September 30, 2016. A copy of the transcript
for this conference call is attached as Exhibit 99.1 to this
Current Report on Form 8-K.
In accordance with General Instruction B.2 for Form 8-K, the
information in this Form 8-K, including Exhibit 99.1, shall not be
deemed
“
filed
”
for purposes of Section 18
of the Securities Exchange Act of 1934, as amended
(the
“
Exchange
Act
”
), or
otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as
expressly set forth by specific reference in such
filing.
Item 9.01 Financial Statements and
Exhibits
See Exhibit Index.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, as amended,
the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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By:
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/s/ Wayne
Wetherell
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Wayne Wetherell
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Chief Financial
Officer
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EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Earnings Call Transcript, dated November 14,
2016
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