Current Report Filing (8-k)
November 16 2016 - 7:51AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
______________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 16, 2016
______________
Sypris
Solutions, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
0-24020
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61-1321992
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(State or Other Jurisdiction
of Incorporation)
|
(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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101 Bullitt Lane, Suite 450
Louisville, Kentucky
|
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40222
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(Address of Principal
Executive Offices)
|
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(Zip Code)
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Registrant’s
telephone number, including area code: (502) 329-2000
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the
filing
obligation of the registrant under any of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Section 2 – Financial Information
Item 2.02 Results of Operations and Financial Condition.
On November 16, 2016, Sypris Solutions, Inc. (the “Company”) announced
its financial results for the third quarter ended October 2, 2016. The
full text of the press release is set forth in Exhibit 99 hereto. The
Company has also released certain supplemental financial information
that can be accessed through the Company’s website at
http://www.sypris.com.
The information in this Form 8-K and the attached Exhibit is being
furnished pursuant to Item 2.02 “Results of Operations and Financial
Condition” and shall not be deemed “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, except as
shall be expressly set forth by specific reference in such filing.
Section 7 – Regulation FD
Item 7.01 Regulation FD Disclosure.
On November 16, 2016, Sypris Solutions, Inc. (the “Company”) announced
its financial results for the third quarter ended October 2, 2016. The
full text of the press release is set forth in Exhibit 99 hereto. The
Company has also released certain supplemental financial information
that can be accessed through the Company’s website at
http://www.sypris.com.
The information in this Form 8-K and the attached Exhibit as well as the
supplemental information referenced above is being furnished pursuant to
Item 7.01 “Regulation FD Disclosure” and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934 or
otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference in any filing under the Securities Act
of 1933, except as shall be expressly set forth by specific reference in
such filing.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number
Description
of Exhibit
99 Press release
issued November 16, 2016.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
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November 16, 2016
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Sypris Solutions, Inc.
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By:
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/s/ Anthony C. Allen
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Anthony C. Allen
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Vice President & Chief Financial Officer
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INDEX TO EXHIBITS
Exhibit
Number
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Description
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99
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Registrant’s press release dated November 16, 2016.
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